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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$310K -$3.94K -327 -1%
TWPM
27
Total Wealth Planning & Management
Florida
$309K +$316K +26,201 New
Bank of America
28
Bank of America
North Carolina
$295K -$152K -12,643 -34%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$283K +$1.22K +101 +0.4%
UBS Group
30
UBS Group
Switzerland
$239K -$213K -17,664 -47%
WIM
31
Westside Investment Management
California
$236K
NA
32
NewEdge Advisors
Louisiana
$228K -$8.44K -700 -4%
HighTower Advisors
33
HighTower Advisors
Illinois
$227K
SWM
34
SeaCrest Wealth Management
New York
$227K -$58.3K -4,835 -20%
WAM
35
WealthTrust Asset Management
Florida
$170K +$174K +14,398 New
SFA
36
Sequoia Financial Advisors
Ohio
$165K
CW
37
Channel Wealth
California
$146K
SFC
38
Strategic Financial Concepts
Texas
$127K -$69.9K -5,800 -35%
CIBC Private Wealth Group
39
CIBC Private Wealth Group
Georgia
$118K
TC
40
Truvestments Capital
Florida
$108K +$110K +9,133 New
National Bank of Canada
41
National Bank of Canada
Quebec, Canada
$31.1K
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$12K +$7.51K +623 +174%
EC
43
Elequin Capital
New York
$10K -$67.4K -5,594 -87%
LC
44
Luminist Capital
Michigan
$6.39K
GWM
45
Geneos Wealth Management
Colorado
$3.65K
WAM
46
Wolverine Asset Management
Illinois
$3.01K +$3.07K +255 New
FFA
47
Farther Finance Advisors
California
$988
Jane Street
48
Jane Street
New York
-$270K -23,458 Closed
CSP
49
Cary Street Partners
Virginia
-$121K -10,500 Closed
IAA
50
Independent Advisor Alliance
North Carolina
-$115K -10,023 Closed