IAA
RIV

Independent Advisor Alliance’s RiverNorth Opportunities Fund RIV Stock Holding History

Independent Advisor Alliance’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-10,023
Closed -$115K – 1245
2024
Q4 		$115K Buy
+10,023
New +$125K ﹤0.01% 1322

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.04B AUM 8.96% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return

Independent Advisor Alliance's RIV Position: Q1 2025 in Review

Independent Advisor Alliance sold out of RiverNorth Opportunities Fund (RIV) in Q1 2025, closing a stake of 10,023 shares — an estimated $115K sold.

Independent Advisor Alliance first reported a position in RIV in Q4 2024 and held it in 1 quarter. The position peaked at $115K in Q4 2024. 46 funds tracked by Wall St. Rank hold RIV as of Q1 2025.

  • Independent Advisor Alliance reported no remaining RiverNorth Opportunities Fund position as of Q1 2025 after selling out during the quarter.
  • Independent Advisor Alliance sold 10,023 RiverNorth Opportunities Fund shares in Q1 2025, an estimated $115K.
  • Independent Advisor Alliance first reported a position in RiverNorth Opportunities Fund in Q4 2024 and held it in 1 quarter.
  • Independent Advisor Alliance's RiverNorth Opportunities Fund position peaked at $115K in Q4 2024.
  • 46 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2025.

Based on Independent Advisor Alliance's 13F filing for Q1 2025, filed 12 May 2025.