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Rand Capital

Name Holding Trade Value Shares
Change
Change in
Stake
EM
1
Emancipation Management
New York
$925K +$321K +10,871 +50%
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$747K – – –
Shufro Rose & Co
3
Shufro Rose & Co
New York
$491K +$19.7K +667 +4%
Raffles Associates
4
Raffles Associates
New York
$174K +$181K +6,111 New
Courier Capital
5
Courier Capital
New York
$125K – – –
Brown Advisory
6
Brown Advisory
Maryland
$72K – – –
Creative Planning
7
Creative Planning
Kansas
$6K – – –
Thomas J. Herzfeld Advisors
8
Thomas J. Herzfeld Advisors
Florida
$6K +$6.56K +222 New
UBS Group
9
UBS Group
Switzerland
– -$14K -425 Closed
Tower Research Capital (TRC)
10
Tower Research Capital (TRC)
New York
– -$3K -88 Closed