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Rand Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Associated Banc-Corp
1
Associated Banc-Corp
Wisconsin
$906K – – –
EM
2
Emancipation Management
New York
$844K +$16.8K +635 +2%
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$661K -$25.5K -965 -4%
Shufro Rose & Co
4
Shufro Rose & Co
New York
$542K – – –
Raffles Associates
5
Raffles Associates
New York
$257K – – –
Courier Capital
6
Courier Capital
New York
$119K – – –
Brown Advisory
7
Brown Advisory
Maryland
$91K – – –
Citadel Advisors
8
Citadel Advisors
Florida
$32K +$31.5K +1,192 New
Morgan Stanley
9
Morgan Stanley
New York
$7K +$7.19K +272 New
UBS Group
10
UBS Group
Switzerland
$5K +$4.89K +185 New
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$1K – – –
Tower Research Capital (TRC)
12
Tower Research Capital (TRC)
New York
$1K +$714 +27 New