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Rand Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Associated Banc-Corp
1
Associated Banc-Corp
Wisconsin
$807K – – –
EM
2
Emancipation Management
New York
$626K -$127K -5,218 -17%
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$589K – – –
Shufro Rose & Co
4
Shufro Rose & Co
New York
$478K -$5.39K -222 -1%
Raffles Associates
5
Raffles Associates
New York
$229K – – –
MA
6
Minerva Advisors
Pennsylvania
$119K +$120K +4,944 New
Courier Capital
7
Courier Capital
New York
$106K – – –
Brown Advisory
8
Brown Advisory
Maryland
$81K – – –
UBS Group
9
UBS Group
Switzerland
$11K +$6.48K +267 +144%
Tower Research Capital (TRC)
10
Tower Research Capital (TRC)
New York
$2K +$1.31K +54 +200%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$1K – – –
Citadel Advisors
12
Citadel Advisors
Florida
– -$32K -1,192 Closed
Morgan Stanley
13
Morgan Stanley
New York
– -$7K -272 Closed