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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FTUS
51
Flow Traders U.S.
New York
$287K +$294K +16,889 New
KAS
52
Kestra Advisory Services
Texas
$271K -$11.6K -666 -4%
MPWT
53
MassMutual Private Wealth & Trust
Connecticut
$267K -$386K -22,163 -58%
WC
54
Whitney & Co
New York
$248K – – –
Jane Street
55
Jane Street
New York
$236K -$4.69M -269,106 -95%
DC
56
Davenport & Co
Virginia
$214K -$37K -2,125 -14%
RJT
57
Raymond James Trust
Florida
$197K – – –
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$161K – – –
First Manhattan
59
First Manhattan
New York
$102K -$105K -6,000 -50%
PTC
60
Private Trust Company
Ohio
$56K – – –
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$33.4K -$21.8K -1,250 -39%
IWP
62
IAG Wealth Partners
Wisconsin
$21.1K – – –
M
63
MOTCO
Texas
$19.2K – – –
BAM
64
Belpointe Asset Management
Nevada
$13.1K – – –
SPIA
65
Steward Partners Investment Advisory
New York
$7.65K +$7.84K +450 New
Fidelity Investments
66
Fidelity Investments
Massachusetts
$17 +$17 +1 New
IWA
67
IBEX Wealth Advisors
New Jersey
– -$2.33M -136,274 Closed
FT
68
Fiduciary Trust
Massachusetts
– -$1.74M -101,651 Closed
AWS
69
AJ Wealth Strategies
New York
– -$1.68M -98,140 Closed
Citadel Advisors
70
Citadel Advisors
Florida
– -$497K -29,039 Closed
Creative Planning
71
Creative Planning
Kansas
– -$350K -20,446 Closed
EH
72
Equitable Holdings
New York
– -$259K -15,142 Closed
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
– -$113K -6,623 Closed
IA
74
IFP Advisors
Florida
– -$1K -15 Closed
MCC
75
Money Concepts Capital
Florida
– -$222 -13 Closed