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PNNT

Pennant Park Investment Corp
PNNT

148 hedge funds and large institutions have $324M invested in Pennant Park Investment Corp in 2014 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

11% more funds holding

Funds holding: 133 → 148 (+15)

5% less capital invested

Capital invested by funds: $339M → $324M (-$15.7M)

52% less call options, than puts

Call options by funds: $171K | Put options by funds: $356K

Holders
148
Holders Change
+15
Holders Change %
+11.28%
% of All Funds
4.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
51
Reduced
40
Closed
11
Calls
$171K
Puts
$356K
Net Calls
-$185K
Net Calls Change
+$46K

Top Buyers

Rank Fund Capital Flow
1
SAM
Selway Asset Management
+$5.07M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.12M
3
AAM
Advisors Asset Management
Colorado
+$1.85M
4
ACM
Advisors Capital Management
New Jersey
+$1.77M
5
Prudential Financial
Prudential Financial
New Jersey
+$1.28M

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$6.79M
2
Goldman Sachs
Goldman Sachs
New York
-$3.88M
3
KCM
Kennedy Capital Management
Missouri
-$2.77M
4
N
Nuveen
North Carolina
-$1.78M
5
SCM
Silver Capital Management
New York
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
First Manhattan
126
First Manhattan
New York
$33K – – –
Barclays
127
Barclays
United Kingdom
$30K -$21.6K -1,920 -41%
BPBT
128
Boston Private Bank & Trust
Massachusetts
$28K – – –
Teacher Retirement System of Texas
129
Teacher Retirement System of Texas
Texas
$27K -$101 -9 -0.4%
BlackRock
130
BlackRock
New York
$25K +$101 +9 +0.4%
CTC
131
Central Trust Company
Missouri
$22K – – –
HR
132
Howe & Rusling
New York
$22K – – –
EWM
133
Evercore Wealth Management
New York
$17K – – –
PNC Financial Services Group
134
PNC Financial Services Group
Pennsylvania
$16K – – –
PSC
135
Prentiss Smith & Co
Vermont
$14K – – –
HCM
136
Highlander Capital Management
New Jersey
$13.8K – – –
Fifth Third Bancorp
137
Fifth Third Bancorp
Ohio
$11K – – –
BRWM
138
B. Riley Wealth Management
Tennessee
$11K +$11.3K +1,000 New
GGPS
139
Gary Goldberg Planning Services
New York
$6K +$5.63K +500 New
Manulife (Manufacturers Life Insurance)
140
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.61K -$1.23M -108,714 -25%
WA
141
WFG Advisors
Texas
$3K +$3.26K +289 New
Ameriprise
142
Ameriprise
Minnesota
$2K -$16.3K -1,450 -89%
M&T Bank
143
M&T Bank
New York
$2K +$2.08K +185 New
S
144
SignatureFD
Georgia
$2K +$2.45K +217 New
KCPG
145
Kavar Capital Partners Group
Kansas
$1K -$214 -19 -15%
GT
146
Glenmede Trust
Pennsylvania
$1K – – –
Envestnet Asset Management
147
Envestnet Asset Management
Illinois
$1K +$1.24K +110 New
BNP Paribas Financial Markets
148
BNP Paribas Financial Markets
France
$332 -$9.37K -831 -96%
SCM
149
Silver Capital Management
New York
– -$1.72M -148,157 Closed
DCM
150
Dupont Capital Management
Delaware
– -$1.27M -109,839 Closed
3 4 5
6
7

PNNT Hedge Fund Activity: Q1 2014 in Review

148 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q1 2014, worth a combined $324M — down 4.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PNNT positions and 11 closed out — a net gain of 15 holders — while 51 added to existing stakes and 40 trimmed.

The largest buyer was Selway Asset Management, adding an estimated $5.07M. The largest seller was Vanguard Group, cutting an estimated $6.79M.

  • 148 institutional investors held Pennant Park Investment Corp (PNNT) as of Q1 2014, up from 133 in Q4 2013.
  • Funds reported $324M of Pennant Park Investment Corp stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 26 funds opened new Pennant Park Investment Corp positions in Q1 2014 and 11 closed out, a net change of +15 holders.
  • The largest Pennant Park Investment Corp buyer in Q1 2014 was Selway Asset Management, an estimated $5.07M added.
  • The largest Pennant Park Investment Corp seller in Q1 2014 was Vanguard Group, an estimated $6.79M sold.

Based on aggregated 13F filings for Q1 2014.