PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

148 hedge funds and large institutions have $324M invested in Pennant Park Investment Corp in 2014 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
148
Holders Change
+15
Holders Change %
+11.28%
% of All Funds
4.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
26
Increased
51
Reduced
40
Closed
11
Calls
$171K
Puts
$356K
Net Calls
-$185K
Net Calls Change
+$46K

Top Buyers

1
SAM
1
Selway Asset Management
$5.64M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$4.83M
3
AAM
3
Advisors Asset Management
Colorado
$23.3M
4
ACM
4
Advisors Capital Management
New Jersey
$1.73M
5
Prudential Financial
5
Prudential Financial
New Jersey
$1.25M

Top Sellers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.18M
2
Goldman Sachs
2
Goldman Sachs
New York
$8.82M
3
KCM
3
Kennedy Capital Management
Missouri
$4.57M
4
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$5.71M
5
SCM
5
Silver Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Life
126
Canada Life
Manitoba, Canada
$33K – – –
Barclays
127
Barclays
United Kingdom
$30K -$21.1K -1,920 -41%
BPBT
128
Boston Private Bank & Trust
Massachusetts
$28K – – –
Teacher Retirement System of Texas
129
Teacher Retirement System of Texas
Texas
$27K -$98 -9 -0.4%
BlackRock
130
BlackRock
New York
$25K +$100 +9 +0.4%
CTC
131
Central Trust Company
Missouri
$22K – – –
HR
132
Howe & Rusling
New York
$22K – – –
EWM
133
Evercore Wealth Management
New York
$17K – – –
PNC Financial Services Group
134
PNC Financial Services Group
Pennsylvania
$16K – – –
PSC
135
Prentiss Smith & Co
Vermont
$14K – – –
HCM
136
Highlander Capital Management
New Jersey
$13.8K – – –
Fifth Third Bancorp
137
Fifth Third Bancorp
Ohio
$11K – – –
BRWM
138
B. Riley Wealth Management
Tennessee
$11K +$11K +1,000 New
GGPS
139
Gary Goldberg Planning Services
New York
$6K +$6K +500 New
Manulife (Manufacturers Life Insurance)
140
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.61K -$1.2K -108,714 -25%
WA
141
WFG Advisors
Texas
$3K +$3K +289 New
Ameriprise
142
Ameriprise
Minnesota
$2K -$16.6K -1,450 -89%
M&T Bank
143
M&T Bank
New York
$2K +$2K +185 New
S
144
SignatureFD
Georgia
$2K +$2K +217 New
KCPG
145
Kavar Capital Partners Group
Kansas
$1K -$176 -19 -15%
GT
146
Glenmede Trust
Pennsylvania
$1K – – –
Envestnet Asset Management
147
Envestnet Asset Management
Illinois
$1K +$1K +110 New
BNP Paribas Financial Markets
148
BNP Paribas Financial Markets
France
$332 -$8.9K -831 -96%
SCM
149
Silver Capital Management
New York
– -$1.72M -148,157 Closed
DCM
150
Dupont Capital Management
Delaware
– -$1.27M -109,839 Closed
3 4 5
6
7