PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K

Top Buyers

1
AR
1
Advisory Research
Illinois
$2.16M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$2.16M
3
U
3
UBS
Switzerland
$23.5M
4
State Street
4
State Street
Massachusetts
$17M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$1.19M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$7.66M
2
Deutsche Bank
2
Deutsche Bank
Germany
$3M
3
American Century Companies
3
American Century Companies
Missouri
$7.17M
4
CIM
4
Confluence Investment Management
Missouri
$10.7M
5
Invesco
5
Invesco
Georgia
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
PMFA
126
Plante Moran Financial Advisors
Michigan
$12K +$12K +1,024 New
BNP Paribas Financial Markets
127
BNP Paribas Financial Markets
France
$10K -$202K -17,440 -95%
TRCT
128
Tower Research Capital (TRC)
New York
$9K -$62.1K -5,520 -87%
Bank of Montreal
129
Bank of Montreal
Ontario, Canada
$6K – – –
Manulife (Manufacturers Life Insurance)
130
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5.05K -$1.46K -125,792 -22%
GT
131
Glenmede Trust
Pennsylvania
$1K – – –
SMA
132
Simply Money Advisors
Ohio
$1K +$1K +50 New
KCPG
133
Kavar Capital Partners Group
Kansas
$1K +$1K +127 New
MVP
134
Miller Value Partners
Florida
– -$619K -54,860 Closed
TRSOTSOK
135
Teachers Retirement System of the State of Kentucky
Kentucky
– -$542K -48,070 Closed
Wellington Management Group
136
Wellington Management Group
Massachusetts
– -$541K -48,070 Closed
ProShare Advisors
137
ProShare Advisors
Maryland
– -$475K -42,205 Closed
RFC
138
Russell Frank Company
Washington
– -$300K -26,622 Closed
PP
139
PDT Partners
New York
– -$248K -22,061 Closed
Comerica Bank
140
Comerica Bank
Texas
– -$157K -13,916 Closed
VKH
141
Virtu KCG Holdings
New York
– -$128K -11,391 Closed
PG
142
PEAK6 Group
Illinois
– -$19K -3,312 Closed
California Public Employees Retirement System
143
California Public Employees Retirement System
California
– -$33K -2,929 Closed
FANJ
144
Financial Architects (New Jersey)
New Jersey
– -$28K -2,500 Closed
OAM
145
Orinda Asset Management
California
– -$20K -1,800 Closed
2 3 4 5
6