PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $328M invested in Pennant Park Investment Corp in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
+10
Holders Change %
+8.47%
% of All Funds
4.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
49
Reduced
39
Closed
6
Calls
$128K
Puts
$215K
Net Calls
-$87K
Net Calls Change
-$87K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$21M
2
BFA
2
BlackRock Fund Advisors
California
$21.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.93M
4
U
4
UBS
Switzerland
$21.1M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$1.16M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
AQR Capital Management
2
AQR Capital Management
Connecticut
$2.93M
3
SCM
3
Silver Capital Management
New York
$1.67M
4
AIM
4
ADAR Investment Management
New Jersey
$0
5
SAM
5
Selway Asset Management
$571K
Name Holding Trade Value Shares
Change 		Shares
Change %
STC
101
SEI Trust Company
Pennsylvania
$131K -$23.7K -2,100 -15%
VKH
102
Virtu KCG Holdings
New York
$128K +$128K +11,391 New
GC
103
Guggenheim Capital
Illinois
$128K +$128K +11,395 New
Teacher Retirement System of Texas
104
Teacher Retirement System of Texas
Texas
$95K +$44.1K +3,912 +87%
Ameriprise
105
Ameriprise
Minnesota
$71K +$16.3K +1,450 +30%
TRCT
106
Tower Research Capital (TRC)
New York
$71K +$71K +6,320 New
DADC
107
D.A. Davidson & Co
Montana
$70K – – –
Bessemer Group
108
Bessemer Group
New Jersey
$46K – – –
First Manhattan
109
First Manhattan
New York
$33K – – –
California Public Employees Retirement System
110
California Public Employees Retirement System
California
$33K – – –
FANJ
111
Financial Architects (New Jersey)
New Jersey
$28K – – –
BPBT
112
Boston Private Bank & Trust
Massachusetts
$28K +$28K +2,500 New
BlackRock
113
BlackRock
New York
$25K +$2.67K +239 +12%
HR
114
Howe & Rusling
New York
$23K – – –
CTC
115
Central Trust Company
Missouri
$23K – – –
Creative Planning
116
Creative Planning
Kansas
$20K +$11.2K +1,000 +126%
TFA
117
Transamerica Financial Advisors
Florida
$20K +$20K +1,706 New
OAM
118
Orinda Asset Management
California
$20K +$20K +1,800 New
PG
119
PEAK6 Group
Illinois
$19K +$19K +3,312 New
PSC
120
Prentiss Smith & Co
Vermont
$15K – – –
HCM
121
Highlander Capital Management
New Jersey
$14.1K – – –
PNC Financial Services Group
122
PNC Financial Services Group
Pennsylvania
$14K -$1.09K -100 -7%
Fifth Third Bancorp
123
Fifth Third Bancorp
Ohio
$11K +$11K +1,000 New
Barclays
124
Barclays
United Kingdom
$7K -$6.8K -643 -49%
Manulife (Manufacturers Life Insurance)
125
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6.32K +$1.33K +118,216 +27%
2 3 4
5
6