PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K

Top Buyers

1
AR
1
Advisory Research
Illinois
$2.16M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$2.16M
3
U
3
UBS
Switzerland
$23.5M
4
State Street
4
State Street
Massachusetts
$17M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$1.19M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$7.66M
2
Deutsche Bank
2
Deutsche Bank
Germany
$3M
3
American Century Companies
3
American Century Companies
Missouri
$7.17M
4
CIM
4
Confluence Investment Management
Missouri
$10.7M
5
Invesco
5
Invesco
Georgia
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
76
SG Americas Securities
New York
$433K -$95.7K -8,247 -18%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$426K +$192K +16,563 +82%
Neuberger Berman Group
78
Neuberger Berman Group
New York
$417K +$168K +14,450 +67%
AL
79
Airain Ltd
Guernsey
$410K +$273K +23,558 +200%
OIA
80
Optimum Investment Advisors
Illinois
$405K – – –
VOYA Investment Management
81
VOYA Investment Management
Georgia
$403K – – –
BP
82
BBR Partners
New York
$398K – – –
CPS
83
Counsel Portfolio Services
Ontario, Canada
$384K – – –
Acadian Asset Management
84
Acadian Asset Management
Massachusetts
$384K – – –
BA
85
BlackRock Advisors
Delaware
$384K +$26.3K +2,265 +7%
Bank of America
86
Bank of America
North Carolina
$352K -$217K -18,712 -38%
PAG
87
Private Advisor Group
New Jersey
$344K +$344K +29,669 New
PCM
88
Parsons Capital Management
Rhode Island
$339K – – –
GCM
89
Glaxis Capital Management
Florida
$316K -$96.8K -8,440 -23%
WRM
90
Westport Resources Management
Connecticut
$310K – – –
SO
91
STRS Ohio
Ohio
$295K -$54.6K -4,700 -16%
Grantham, Mayo, Van Otterloo & Co (GMO)
92
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$280K – – –
GMIM
93
General Motors Investment Management
New York
$276K +$276K +23,800 New
US Bancorp
94
US Bancorp
Minnesota
$262K +$20.2K +1,740 +8%
HIMCH
95
Hartford Investment Management Co (HIMCO)
Connecticut
$259K +$259K +22,300 New
FIM
96
Freedom Investment Management
Connecticut
$244K +$29.3K +2,529 +14%
FCI
97
Financial Counselors Inc
Kansas
$220K – – –
RJA
98
Raymond James & Associates
Florida
$209K +$209K +18,041 New
Principal Financial Group
99
Principal Financial Group
Iowa
$205K -$3.79K -327 -2%
Susquehanna International Group
100
Susquehanna International Group
Pennsylvania
$192K -$521K -44,924 -73%
2 3
4
5 6