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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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49 hedge funds and large institutions have $131M invested in Pioneer Floating Rate Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $118M → $131M (+$13.1M)

2.37% more ownership

Funds ownership: 50.06% → 52.43% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

6% less funds holding

Funds holding: 52 → 49 (-3)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
11
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$8.07M
2
SIA
Sit Investment Associates
Minnesota
+$2.95M
3
SFS
Shaker Financial Services
Virginia
+$529K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$449K
5
Morgan Stanley
Morgan Stanley
New York
+$130K

Top Sellers

Rank Fund Capital Flow
1
RVPG
Relative Value Partners Group
-$1.81M
2
CCFM
Clear Creek Financial Management
Washington
-$1.18M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$666K
4
PAS
Park Avenue Securities
New York
-$581K
5
Invesco
Invesco
Georgia
-$551K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$213K -$58.7K -5,926 -22%
IAN
27
Integrated Advisors Network
Texas
$202K – – –
BCA
28
Biltmore Capital Advisors
New Jersey
$166K -$156K -15,752 -49%
RTS
29
Round Table Services
New Jersey
$162K +$8.33K +841 +6%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$160K – – –
MAFM
31
Mid Atlantic Financial Management
Pennsylvania
$151K -$28.7K -2,900 -16%
UBS Group
32
UBS Group
Switzerland
$142K -$20.8K -2,104 -13%
WS
33
Wedbush Securities
California
$124K -$49.5K -5,000 -29%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$121K – – –
Jane Street
35
Jane Street
New York
$104K +$102K +10,299 New
AAS
36
Avantax Advisory Services
Texas
$102K +$101K +10,229 New
TH
37
TCTC Holdings
Texas
$83K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$60K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$20K +$19.8K +2,000 New
FFA
40
Founders Financial Alliance
North Carolina
$15K +$14.8K +1,490 New
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$11K -$21.5K -2,170 -67%
Barclays
42
Barclays
United Kingdom
$10K +$9.31K +940 New
GWM
43
Geneos Wealth Management
Colorado
$7K -$4.95K -500 -40%
CHAM
44
Clear Harbor Asset Management
Connecticut
$6.06K +$5.94K +600 New
GI
45
Gradient Investments
Minnesota
$2K – – –
AWM
46
Adams Wealth Management
Utah
$1K +$743 +75 New
CCFM
47
Clear Creek Financial Management
Washington
– -$1.18M -123,800 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
– -$666K -69,991 Closed
PAS
49
Park Avenue Securities
New York
– -$581K -61,043 Closed
AC
50
Almitas Capital
California
– -$512K -53,835 Closed
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PHD Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2020, worth a combined $131M — up 11% from $118M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PHD and 9 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 11 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $8.07M. The largest seller was Relative Value Partners Group, cutting an estimated $1.81M.

  • 49 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2020, down from 52 in Q2 2020.
  • Funds reported $131M of Pioneer Floating Rate Fund stock for Q3 2020, up 11% quarter-over-quarter.
  • 9 funds opened new Pioneer Floating Rate Fund positions in Q3 2020 and 12 closed out, a net change of -3 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q3 2020 was Rivernorth Capital Management, an estimated $8.07M added.
  • The largest Pioneer Floating Rate Fund seller in Q3 2020 was Relative Value Partners Group, an estimated $1.81M sold.

Based on aggregated 13F filings for Q3 2020.