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PennantPark Floating Rate Capital
PFLT

Name Holding Trade Value Shares
Change 		Change in
Stake
PA
126
PFG Advisors
Arizona
– -$796K -99,022 Closed
VC
127
VarCov Co
Connecticut
– -$689K -85,730 Closed
CM
128
CastleKnight Management
New York
– -$636K -79,100 Closed
ACM
129
Andina Capital Management
Utah
– -$377K -46,947 Closed
OAM
130
Oxford Asset Management
United Kingdom
– -$299K -37,243 Closed
DS
131
DRW Securities
Illinois
– -$267K -33,205 Closed
CWM
132
Cornerstone Wealth Management
Missouri
– -$182K -22,612 Closed
WCM
133
Westend Capital Management
California
– -$138K -17,118 Closed
MFS
134
Mirabella Financial Services
United Kingdom
– -$117K -14,598 Closed
PAG
135
Private Advisor Group
New Jersey
– -$114K -14,204 Closed
BAG
136
Bridgewealth Advisory Group
California
– -$105K -13,042 Closed
Lido Advisors
137
Lido Advisors
California
– -$102K -12,566 Closed
CIA
138
Concurrent Investment Advisors
Florida
– -$98.6K -12,265 Closed
SFS
139
Sowell Financial Services
Arkansas
– -$94.9K -11,801 Closed
WG
140
Winton Group
United Kingdom
– -$89K -11,070 Closed
EWA
141
EverSource Wealth Advisors
Alabama
– -$80.4K -10,001 Closed
MCM
142
MAI Capital Management
Ohio
– -$77.7K -9,660 Closed
MAS
143
MPWM Advisory Solutions
Georgia
– -$40.2K -5,000 Closed
TC
144
Truvestments Capital
Florida
– -$9.66K -1,202 Closed
POIA
145
Pin Oak Investment Advisors
Texas
– -$9K -1,146 Closed
MMCM
146
Murphy & Mullick Capital Management
New York
– -$8.34K -1,038 Closed
RFP
147
Root Financial Partners
California
– -$4.02K -500 Closed
NEWAS
148
N.E.W. Advisory Services
Wisconsin
– -$2.57K -320 Closed
Citigroup
149
Citigroup
New York
– -$2.07K -257 Closed
PCA
150
PMV Capital Advisers
Texas
– -$98 -12 Closed
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