Nomura Holdings’s PennantPark Floating Rate Capital PFLT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-13,100	Closed	-$187K	–	2033
2014 Q2	$187K	Buy	+13,100	New	+$187K	﹤0.01%	1634
2013 Q4	–	Sell	-600	Closed	-$8K	–	2108
2013 Q3	$8K	Buy	+600	New	+$8K	﹤0.01%	2116