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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
HCP
101
Hexagon Capital Partners
Arkansas
$2.85K – – –
PS
102
Principal Securities
Iowa
$2.39K +$1.27K +110 +110%
CFGS
103
Concourse Financial Group Securities
Alabama
$2.3K – – –
BBPWM
104
Blue Bell Private Wealth Management
Pennsylvania
$2.28K +$2.3K +200 New
BNP Paribas Financial Markets
105
BNP Paribas Financial Markets
France
$1.22K +$1.23K +107 New
Group One Trading
106
Group One Trading
Illinois
$1.08K -$3.46K -300 -76%
Tudor Investment Corp
107
Tudor Investment Corp
Connecticut
– -$1.16M -95,642 Closed
Susquehanna International Group
108
Susquehanna International Group
Pennsylvania
– -$667K -57,886 Closed
WG
109
Winton Group
United Kingdom
– -$554K -45,820 Closed
D.E. Shaw & Co
110
D.E. Shaw & Co
New York
– -$468K -38,674 Closed
IAIM
111
International Assets Investment Management
Florida
– -$288K -23,780 Closed
ECM
112
ExodusPoint Capital Management
New York
– -$240K -19,850 Closed
SSA
113
Schonfeld Strategic Advisors
New York
– -$211K -17,400 Closed
SPC
114
Sigma Planning Corp
Michigan
– -$196K -16,204 Closed
CG
115
CFO4Life Group
Texas
– -$128K -10,564 Closed
SOW
116
State of Wyoming
Wyoming
– -$85.3K -7,052 Closed
ASN
117
Advisory Services Network
Georgia
– -$51.9K -4,287 Closed
CIA
118
Cape Investment Advisory
Georgia
– -$28.9K -2,391 Closed
ANBT
119
American National Bank & Trust
Texas
– -$9.68K -800 Closed
FWM
120
Focused Wealth Management
New York
– -$9.07K -750 Closed
QL
121
Quarry LP
New York
– -$6.18K -511 Closed
BTI
122
Blue Trust Inc
Georgia
– -$1K -105 Closed
AF
123
Advisornet Financial
Minnesota
– -$380 -31 Closed
Fidelity Investments
124
Fidelity Investments
Massachusetts
– -$12 -1 Closed