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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
51
Cetera Advisor Networks
California
$242K +$26.9K +2,490 +12%
Connor, Clark & Lunn Investment Management (CC&L)
52
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$223K +$225K +20,899 New
ECM
53
ExodusPoint Capital Management
New York
$221K +$224K +20,722 New
SWA
54
Strategies Wealth Advisors
Michigan
$217K +$220K +20,372 New
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$213K +$77K +7,138 +56%
YLHM
56
Yelin Lapidot Holdings Management
Israel
$208K +$210K +19,500 New
N
57
Natixis
France
$205K
WA
58
Wambolt & Associates
Colorado
$203K
SPC
59
Sigma Planning Corp
Michigan
$198K +$15.4K +1,429 +8%
GAMC
60
Garner Asset Management Corp
Texas
$193K +$54 +5 +0%
Northern Trust
61
Northern Trust
Illinois
$181K +$20.6K +1,911 +13%
ASN
62
Advisory Services Network
Georgia
$180K -$18.6K -1,728 -9%
AWA
63
Arkadios Wealth Advisors
Georgia
$173K
State of Tennessee, Department of Treasury
64
State of Tennessee, Department of Treasury
Tennessee
$171K +$173K +16,046 New
TFA
65
Teamwork Financial Advisors
Texas
$170K -$8.53K -791 -5%
AWM
66
AllSquare Wealth Management
New York
$159K -$8.63K -800 -5%
Allspring Global Investments
67
Allspring Global Investments
North Carolina
$140K
BIA
68
Beacon Investment Advisors
Maryland
$133K +$3.81K +353 +3%
RJFSA
69
Raymond James Financial Services Advisors
Florida
$130K +$132K +12,239 New
CA
70
Calton & Associates
Florida
$130K +$132K +12,205 New
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$128K -$2.91M -269,763 -96%
OIA
72
OneDigital Investment Advisors
Kansas
$128K +$129K +12,000 New
FWP
73
Firethorn Wealth Partners
Georgia
$124K -$82K -7,602 -39%
DC
74
Davenport & Co
Virginia
$122K
LA
75
Latitude Advisors
Florida
$121K +$1.44K +133 +1%