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Oxford Square Capital

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
76
LPL Financial
California
$79K
FA
77
FCG Advisors
New Jersey
$78K
RC
78
RegentAtlantic Capital
New Jersey
$67.4K +$75.2K +8,955 New
US Bancorp
79
US Bancorp
Minnesota
$67K
BRWA
80
B. Riley Wealth Advisors
Florida
$51K +$57.4K +6,835 New
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$50K -$35.9K -4,268 -39%
CPA
82
Cowen Prime Advisors
New York
$47K +$16.8K +2,000 +48%
EWM
83
Edge Wealth Management
New York
$38K
PI
84
PineBridge Investments
New York
$36K +$40.2K +4,781 New
BRWM
85
B. Riley Wealth Management
Tennessee
$21K +$23.4K +2,784 +17,400%
BFEC
86
Benjamin F. Edwards & Company
Missouri
$16K
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$12.9K +1,539 New
GGPS
88
Gary Goldberg Planning Services
New York
$8K
FWM
89
Focused Wealth Management
New York
$7K -$8.4K -1,000 -54%
WA
90
WealthTrust-Arizona
Arizona
$5K +$4.2K +500 +250%
WEC
91
Winslow Evans & Crocker
Massachusetts
$3.01K
WA
92
WFG Advisors
Texas
$2K
GT
93
Glenmede Trust
Pennsylvania
$1K
Fifth Third Bancorp
94
Fifth Third Bancorp
Ohio
$1K +$840 +100 New
YMRC
95
Yorktown Management & Research Company
Virginia
-$3.97M -450,000 Closed
Principal Financial Group
96
Principal Financial Group
Iowa
-$1.41M -160,025 Closed
RJA
97
Raymond James & Associates
Florida
-$1.29M -146,393 Closed
AIM
98
Allen Investment Management
New York
-$490K -55,505 Closed
ACM
99
Ativo Capital Management
Illinois
-$470K -53,284 Closed
Nuveen
100
Nuveen
North Carolina
-$424K -48,000 Closed