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Oxford Square Capital
OXSQ

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.3M +$17.5M +1,799,409 New
BFA
2
BlackRock Fund Advisors
California
$13M +$13.1M +1,350,452 New
State Street
3
State Street
Massachusetts
$9.86M +$9.98M +1,025,139 New
U
4
UBS
Switzerland
$9.22M +$9.34M +958,967 New
TAM
5
THB Asset Management
Connecticut
$9.1M +$9.22M +946,465 New
BIG
6
Blackthorn Investment Group
Kansas
$7.41M +$4.87M +500,000 New
BIT
7
BlackRock Institutional Trust
California
$6.74M +$6.82M +700,616 New
Northern Trust
8
Northern Trust
Illinois
$6.12M +$6.2M +636,515 New
Vanguard Group
9
Vanguard Group
Pennsylvania
$6M +$6.07M +623,668 New
AQR Capital Management
10
AQR Capital Management
Connecticut
$5.71M +$5.78M +593,800 New
Wells Fargo
11
Wells Fargo
California
$4.91M +$4.97M +510,634 New
Morgan Stanley
12
Morgan Stanley
New York
$3.89M +$3.93M +404,053 New
YMRC
13
Yorktown Management & Research Company
Virginia
$3.24M +$3.28M +337,000 New
KFA
14
Kelleher Financial Advisors
New York
$3.22M +$3.26M +334,800 New
BG
15
BlackRock Group
United Kingdom
$2.63M +$2.66M +273,484 New
SAM
16
Selway Asset Management
$2.52M +$2.55M +261,840 New
Invesco
17
Invesco
Georgia
$2.45M +$2.48M +254,486 New
Deutsche Bank
18
Deutsche Bank
Germany
$2.34M +$2.37M +242,937 New
TCIM
19
TIAA CREF Investment Management
New York
$2.3M +$2.33M +239,206 New
CIM
20
Confluence Investment Management
Missouri
$1.97M +$1.99M +204,301 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$1.83M +$1.85M +189,816 New
BIM
22
BlackRock Investment Management
Delaware
$1.76M +$1.78M +182,639 New
CAM
23
Carret Asset Management
New York
$1.21M +$1.23M +126,028 New
SAM
24
Shell Asset Management
Netherlands
$1.15M +$1.16M +119,292 New
STC
25
SEI Trust Company
Pennsylvania
$1.1M +$1.11M +114,023 New
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