Bank of New York Mellon’s Oxford Square Capital OXSQ Stock Holding History

Bank of New York Mellon’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-186,416	Closed	-$1.82M	–	4230
2014 Q1	$1.82M	Sell	186,416 -7,945	-4%	-$81.2K	﹤0.01%	2931
2013 Q4	$2.01M	Buy	194,361 +7,969	+4%	+$81.5K	﹤0.01%	2887
2013 Q3	$1.81M	Sell	186,392 -3,424	-2%	-$33.6K	﹤0.01%	2901
2013 Q2	$1.83M	Buy	+189,816	New	+$1.85M	﹤0.01%	2844

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Bank of New York Mellon's OXSQ Position: Q2 2014 in Review

Bank of New York Mellon sold out of Oxford Square Capital (OXSQ) in Q2 2014, closing a stake of 186,416 shares — an estimated $1.82M sold.

Bank of New York Mellon first reported a position in OXSQ in Q2 2013 and held it in 4 quarters. The position peaked at $2.01M in Q4 2013. 117 funds tracked by Wall St. Rank hold OXSQ as of Q2 2014.

Bank of New York Mellon reported no remaining Oxford Square Capital position as of Q2 2014 after selling out during the quarter.
Bank of New York Mellon sold 186,416 Oxford Square Capital shares in Q2 2014, an estimated $1.82M.
Bank of New York Mellon first reported a position in Oxford Square Capital in Q2 2013 and held it in 4 quarters.
Bank of New York Mellon's Oxford Square Capital position peaked at $2.01M in Q4 2013.
117 funds tracked by Wall St. Rank held Oxford Square Capital as of Q2 2014.

Based on Bank of New York Mellon's 13F filing for Q2 2014, filed 12 Aug 2014.