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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NWA
26
Navis Wealth Advisors
New York
$241K +$212 +20 +0.1%
FG
27
Fiduciary Group
Georgia
$165K +$5.36K +506 +3%
Stifel Financial
28
Stifel Financial
Missouri
$161K -$35K -3,304 -16%
MC
29
Moors & Cabot
Massachusetts
$156K +$48.3K +4,554 +36%
SFS
30
Shaker Financial Services
Virginia
$138K -$23.3K -2,201 -13%
EWM
31
Edge Wealth Management
New York
$136K
RJA
32
Raymond James & Associates
Florida
$136K
Jane Street
33
Jane Street
New York
$136K +$158K +14,953 New
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$135K -$109K -10,242 -43%
WS
35
Wedbush Securities
California
$127K -$10.7K -1,012 -7%
KPWS
36
Kestra Private Wealth Services
Texas
$105K +$4.83K +456 +4%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$103K -$852K -80,388 -88%
AGM
38
Alpine Global Management
New York
$98K +$115K +10,828 New
Bank of America
39
Bank of America
North Carolina
$74K -$53.4K -5,036 -38%
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$59K -$424 -40 -0.6%
PTC
41
Private Trust Company
Ohio
$15K
WWMSC
42
Wagner Wealth Management (South Carolina)
South Carolina
$9K
FMP
43
Financial Management Professionals
Texas
$5K
SPIA
44
Steward Partners Investment Advisory
New York
$4K
GI
45
Gradient Investments
Minnesota
$4K +$4.76K +449 New
GWM
46
Geneos Wealth Management
Colorado
$3K -$5.36K -506 -59%
IA
47
IFP Advisors
Florida
$2K -$191 -18 -16%
EWA
48
EverSource Wealth Advisors
Alabama
$1K +$795 +75 New
FTCM
49
First Trust Capital Management
Illinois
-$1.83M -203,107 Closed
LCM
50
Landscape Capital Management
New Jersey
-$529K -49,149 Closed