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OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Name Holding Trade Value Shares
Change 		Change in
Stake
WAP
26
Wealthcare Advisory Partners
Pennsylvania
$399K +$2.4K +181 +0.6%
FG
27
Fiduciary Group
Georgia
$364K -$57.3K -4,334 -14%
Osaic Holdings
28
Osaic Holdings
Arizona
$296K -$11.2K -850 -4%
CIBC Private Wealth Group
29
CIBC Private Wealth Group
Georgia
$296K +$65.3K +4,935 +30%
YCM
30
Yakira Capital Management
Connecticut
$230K – – –
AWM
31
AE Wealth Management
Kansas
$221K +$23.2K +1,750 +12%
AW
32
ACG Wealth
Georgia
$174K – – –
RJFSA
33
Raymond James Financial Services Advisors
Florida
$145K +$106 +8 +0.1%
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$90K +$20.1K +1,518 +30%
FWM
35
FSA Wealth Management
Massachusetts
$74K +$71K +5,364 New
PAG
36
Private Advisor Group
New Jersey
$56K +$53.6K +4,048 New
Citigroup
37
Citigroup
New York
$22K +$1.14K +86 +6%
FMP
38
Financial Management Professionals
Texas
$14K – – –
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$8K – – –
PAM
40
Panagora Asset Management
Massachusetts
$8K – – –
TFS
41
TrustCore Financial Services
Tennessee
$3K – – –
SCM
42
Saba Capital Management
New York
– -$1.04M -82,623 Closed
SFS
43
Shaker Financial Services
Virginia
– -$483K -38,169 Closed
SF
44
Synovus Financial
Georgia
– -$285K -22,560 Closed
SFA
45
Sequoia Financial Advisors
Ohio
– -$268K -21,151 Closed
LCM
46
Landscape Capital Management
New Jersey
– -$262K -20,750 Closed
CGA
47
Crescent Grove Advisors
Illinois
– -$172K -13,617 Closed
AFP
48
Ausdal Financial Partners
Iowa
– -$130K -10,120 Closed
CAN
49
Claraphi Advisory Network
United States
– -$41K -3,264 Closed
ASN
50
Advisory Services Network
Georgia
– -$25K -1,999 Closed
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