OPP

RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Overview Fund Activity

45 hedge funds and large institutions have $44.1M invested in RiverNorth/DoubleLine Strategic Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
13
Reduced
20
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UFM
1
Ursa Fund Management
California
$1.14M
2
FFA
2
First Foundation Advisors
California
$4.6M
3
SFS
3
Shaker Financial Services
Virginia
$486K
4
PPA
4
Parametric Portfolio Associates
Washington
$1.1M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$10.5M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$221K
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$142K
3
Stifel Financial
3
Stifel Financial
Missouri
$620K
4
Wells Fargo
4
Wells Fargo
California
$846K
5
MF
5
Manchester Financial
California
$159K
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
26
Edge Wealth Management
New York
$349K -$343K -25,249 -50%
Osaic Holdings
27
Osaic Holdings
Arizona
$295K +$2.61K +192 +0.9%
WAP
28
Wealthcare Advisory Partners
Pennsylvania
$250K -$143K -10,583 -36%
SIA
29
Sit Investment Associates
Minnesota
$221K -$3.01M -222,132 -93%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$207K +$63.8K +4,708 +45%
AWM
31
AE Wealth Management
Kansas
$184K -$34K -2,504 -16%
AW
32
ACG Wealth
Georgia
$172K – – –
YCM
33
Yakira Capital Management
Connecticut
$168K -$58.3K -4,302 -26%
MF
34
Manchester Financial
California
$159K -$666K -49,161 -81%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$149K +$149K +11,019 New
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$142K -$1.67M -125,527 -92%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$89K – – –
AssetMark Inc
38
AssetMark Inc
California
$87K +$87K +6,393 New
ASN
39
Advisory Services Network
Georgia
$32K +$32K +2,332 New
Citigroup
40
Citigroup
New York
$25K +$3.42K +255 +16%
HNB
41
Huntington National Bank
Ohio
$21K – – –
FMP
42
Financial Management Professionals
Texas
$14K – – –
PAM
43
Panagora Asset Management
Massachusetts
$8K – – –
TFS
44
TrustCore Financial Services
Tennessee
$3K – – –
SFS
45
Sowell Financial Services
Arkansas
$1K +$340 +18 +51%
Barclays
46
Barclays
United Kingdom
$1K +$1K +78 New
FWM
47
FSA Wealth Management
Massachusetts
– -$74K -5,364 Closed
PAG
48
Private Advisor Group
New Jersey
– -$56K -4,048 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$8K -607 Closed
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