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AllianzIM U.S. Equity Buffer20 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$91.3M +$20.2M +524,474 +29%
AWM
2
AE Wealth Management
Kansas
$86.8M +$85.6M +2,217,654 +27,776%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$45.5M +$1.26M +32,646 +3%
LAS
4
Lloyd Advisory Services
Georgia
$19.8M +$19.6M +507,409 New
Raymond James Financial
5
Raymond James Financial
Florida
$17.1M +$766K +19,832 +5%
AFS
6
Access Financial Services
Minnesota
$14.2M +$14.1M +364,400 New
Osaic Holdings
7
Osaic Holdings
Arizona
$9.02M +$3.19M +82,569 +55%
KAS
8
Kestra Advisory Services
Texas
$9M +$858K +22,220 +11%
CF
9
Centaurus Financial
California
$8.58M +$452K +11,713 +6%
MAWAG
10
Mid-American Wealth Advisory Group
Missouri
$8.44M +$8.36M +216,453 New
OWA
11
Outlook Wealth Advisors
Texas
$8.38M +$8.3M +214,983 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$7.67M +$433K +11,208 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$7.44M +$334K +8,644 +5%
FWM
14
FSR Wealth Management
Illinois
$5.64M +$5.59M +144,678 New
HBS
15
Howard Bailey Securities
Indiana
$4.86M +$4.82M +124,715 New
FTEA
16
Forty-three Eighteen Advisors
Arkansas
$4.6M +$4.55M +117,894 New
BOSSRA
17
B.O.S.S. Retirement Advisors
Utah
$4.5M +$4.46M +115,510 New
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$3.68M -$183K -4,737 -5%
AIMU
19
Allianz Investment Management US
Minnesota
$3.68M +$3.45M +89,238 +1,785%
IWMO
20
Integrated Wealth Management (Ohio)
Ohio
$3.62M +$3.59M +92,939 New
MML Investors Services
21
MML Investors Services
Massachusetts
$3.43M +$65.9K +1,706 +2%
SWM
22
Spire Wealth Management
Virginia
$3.27M +$2.53M +65,463 +357%
EWM
23
Elevation Wealth Management
Minnesota
$2.95M +$2.92M +75,595 New
CAG
24
Compass Advisory Group
New York
$2.64M -$11.6K -300 -0.4%
GLR
25
Great Lakes Retirement
Ohio
$2.6M +$2.58M +66,757 New