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AllianzIM U.S. Equity Buffer20 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$43.7M +$39.3M +1,473,442 +921%
AWM
2
AE Wealth Management
Kansas
$16.4M +$16.3M +612,132 New
AIMU
3
Allianz Investment Management US
Minnesota
$10.9M -$6.81M -255,000 -38%
KAS
4
Kestra Advisory Services
Texas
$10.1M +$9.79M +366,614 +3,598%
Osaic Holdings
5
Osaic Holdings
Arizona
$7.21M +$6.73M +252,211 +1,437%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$4.7M +$4.69M +175,834 New
FHC
7
First Heartland Consultants
Missouri
$3.98M +$3.98M +149,029 New
CAG
8
Compass Advisory Group
New York
$2.25M +$575K +21,549 +35%
AWS
9
Atria Wealth Solutions
New York
$1.99M +$1.78M +66,675 +856%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.33M +$1.32M +49,603 New
APA
11
American Portfolios Advisors
New York
$1.16M +$1.03M +38,486 +795%
NFG
12
Nations Financial Group
Iowa
$1.13M +$20.9K +784 +2%
LAS
13
Lloyd Advisory Services
Georgia
$1.11M +$1.11M +41,531 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.06M +$411K +15,402 +64%
SB
15
Strategic Blueprint
Georgia
$1.05M +$1.05M +39,401 New
IA
16
IFP Advisors
Florida
$954K +$1.02M +38,175 New
DFA
17
DHJJ Financial Advisors
Illinois
$625K -$7.8K -292 -1%
WP
18
WealthSource Partners
California
$575K +$574K +21,500 New
5L
19
55I LLC
Massachusetts
$529K +$528K +19,790 New
CAN
20
Cetera Advisor Networks
California
$349K +$348K +13,031 New
CA
21
Cetera Advisors
Colorado
$321K +$321K +12,014 New
AF
22
Advisornet Financial
Minnesota
$109K +$82K +3,070 +307%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$5K
HI
24
Harbour Investments
Wisconsin
$5K
CA
25
Corrado Advisors
New Jersey
-$2.61M -99,994 Closed