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AllianzIM U.S. Equity Buffer20 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$69.6M +$66.7M +1,768,280 +3,679%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$43.4M -$4.59M -121,751 -10%
Raymond James Financial
3
Raymond James Financial
Florida
$16.1M +$2.7M +71,654 +21%
KAS
4
Kestra Advisory Services
Texas
$7.99M -$1.9M -50,381 -19%
CF
5
Centaurus Financial
California
$7.98M -$7.7M -204,092 -49%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$7.11M -$5.25M -139,227 -43%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.98M -$3.34M -88,669 -33%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.65M -$934K -24,759 -14%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$3.79M -$573K -15,190 -13%
MML Investors Services
10
MML Investors Services
Massachusetts
$3.31M +$269K +7,121 +9%
CAG
11
Compass Advisory Group
New York
$2.61M -$49.6K -1,315 -2%
LIWM
12
Long Island Wealth Management
New York
$2.32M
AFPL
13
Advus Financial Partners, LLC
Florida
$2.04M -$71.7K -1,901 -3%
PA
14
PFG Advisors
Arizona
$1.95M -$63.6K -1,686 -3%
SB
15
Strategic Blueprint
Georgia
$1.64M -$33.4K -885 -2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.64M +$18.6K +492 +1%
MFN
17
Midwest Financial Network
Illinois
$1.61M +$83.6K +2,216 +6%
GI
18
Gradient Investments
Minnesota
$1.46M -$37.5M -993,709 -96%
SRA
19
Secured Retirement Advisors
Minnesota
$1.18M -$95.7K -2,536 -8%
SWM
20
Spire Wealth Management
Virginia
$703K
CRWM
21
Castle Rock Wealth Management
California
$699K +$235K +6,235 +52%
DAS
22
Diversify Advisory Services
Utah
$692K +$98.5K +2,611 +17%
NFG
23
Nations Financial Group
Iowa
$647K -$13.5K -358 -2%
HI
24
Harbour Investments
Wisconsin
$595K -$402K -10,652 -41%
SAW
25
Signal Advisors Wealth
Michigan
$548K -$321K -8,517 -37%