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AllianzIM U.S. Equity Buffer20 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$20.3M -$3.15M -115,000 -14%
CA
2
Corrado Advisors
New Jersey
$3.09M -$145K -5,281 -5%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.99M +$2.39M +87,080 +413%
Kestra Advisory Services
4
Kestra Advisory Services
Texas
$1.64M +$196K +7,171 +14%
Jane Street
5
Jane Street
New York
$818K +$810K +29,555 New
DFA
6
DHJJ Financial Advisors
Illinois
$800K +$45.1K +1,645 +6%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$485K +$480K +17,504 New
Old Mission Capital
8
Old Mission Capital
Illinois
$232K -$781K -28,505 -77%
Osaic Holdings
9
Osaic Holdings
Arizona
$112K +$70.6K +2,578 +174%
DI
10
Disciplined Investments
Oklahoma
$109K – – –
APA
11
American Portfolios Advisors
New York
$78.9K +$78.1K +2,850 New
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$15K +$15.1K +550 New
UBS Group
13
UBS Group
Switzerland
$1K +$1.37K +50 New