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Nuveen ESG Mid-Cap Growth ETF
NUMG

Overview Fund Activity

57 hedge funds and large institutions have $127M invested in Nuveen ESG Mid-Cap Growth ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
57
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
30
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$51.7M
2
Wells Fargo
2
Wells Fargo
California
$6.65M
3
TA
3
Tiedemann Advisors
New York
$18.7M
4
Truist Financial
4
Truist Financial
North Carolina
$1.84M
5
WS
5
Wedbush Securities
California
$1.22M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.3M
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
TRCT
3
Tower Research Capital (TRC)
New York
$284K
4
SA
4
Stewardship Advisors
Pennsylvania
$3.26M
5
CI
5
CX Institutional
Indiana
$243K
Name Market Value Shares Shares
Change 		Shares
Change %
FTUS
26
Flow Traders U.S.
New York
$376K 8,903 +8,903 New
HighTower Advisors
27
HighTower Advisors
Illinois
$359K 8,415 +1,750 +26%
WR
28
Watson Rebecca
$359K 8,497 +3,231 +61%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$332K 7,854 +255 +3%
AGA
30
Arkos Global Advisors
Texas
$322K 7,611 +1,060 +16%
SWM
31
SVA Wealth Management
Wisconsin
$295K 6,980 – –
Osaic Holdings
32
Osaic Holdings
Arizona
$290K 7,087 +1,054 +17%
HTC
33
Haverford Trust Company
Pennsylvania
$286K 6,760 +6,760 New
TRCT
34
Tower Research Capital (TRC)
New York
$284K 6,731 -3,369 -33%
RJA
35
Raymond James & Associates
Florida
$269K 6,359 +424 +7%
CI
36
CX Institutional
Indiana
$243K 5,743 -2,317 -29%
MFG
37
Merit Financial Group
Georgia
$242K 5,729 – –
AP
38
Appleton Partners
Massachusetts
$242K 5,720 – –
PPW
39
Parcion Private Wealth
Washington
$237K 5,553 – –
RJFSA
40
Raymond James Financial Services Advisors
Florida
$236K 5,594 +5,594 New
APP
41
Avantax Planning Partners
Iowa
$229K 5,431 -102 -2%
SWP
42
Stratos Wealth Partners
Ohio
$222K 5,252 – –
FAAS
43
First Allied Advisory Services
California
$210K 4,980 +4,980 New
APA
44
American Portfolios Advisors
New York
$181K 4,289 +2,186 +104%
BBA
45
Braun-Bostich & Associates
Pennsylvania
$179K 4,226 – –
IA
46
IFP Advisors
Florida
$140K 3,316 – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$130K 2,381 – –
SFSG
48
Stearns Financial Services Group
North Carolina
$88K 2,093 +1 +0%
Citigroup
49
Citigroup
New York
$72K 1,695 +271 +19%
SPIA
50
Steward Partners Investment Advisory
New York
$60K 1,417 – –
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