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Nuveen ESG Mid-Cap Growth ETF

57 hedge funds and large institutions have $127M invested in Nuveen ESG Mid-Cap Growth ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

329% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 7

20% more capital invested

Capital invested by funds: $106M → $127M (+$21.6M)

0% more funds holding

Funds holding: 5757 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

6.49% less ownership

Funds ownership: 76.46%69.97% (-6.5%)

Holders
57
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
30
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FTUS
26
Flow Traders U.S.
New York
$376K +$372K +8,903 New
HighTower Advisors
27
HighTower Advisors
Illinois
$359K +$73.2K +1,750 +26%
WR
28
Watson Rebecca
$359K +$135K +3,231 +61%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$332K +$10.7K +255 +3%
AGA
30
Arkos Global Advisors
Texas
$322K +$44.3K +1,060 +16%
SWM
31
SVA Wealth Management
Wisconsin
$295K
Osaic Holdings
32
Osaic Holdings
Arizona
$290K +$44.1K +1,054 +17%
HTC
33
Haverford Trust Company
Pennsylvania
$286K +$283K +6,760 New
TRCT
34
Tower Research Capital (TRC)
New York
$284K -$141K -3,369 -33%
RJA
35
Raymond James & Associates
Florida
$269K +$17.7K +424 +7%
CI
36
CX Institutional
Indiana
$243K -$96.9K -2,317 -29%
AP
37
Appleton Partners
Massachusetts
$242K
MFG
38
Merit Financial Group
Georgia
$242K
PPW
39
Parcion Private Wealth
Washington
$237K
RJFSA
40
Raymond James Financial Services Advisors
Florida
$236K +$234K +5,594 New
APP
41
Avantax Planning Partners
Iowa
$229K -$4.26K -102 -2%
SWP
42
Stratos Wealth Partners
Ohio
$222K
FAAS
43
First Allied Advisory Services
California
$210K +$208K +4,980 New
APA
44
American Portfolios Advisors
New York
$181K +$91.4K +2,186 +104%
BBA
45
Braun-Bostich & Associates
Pennsylvania
$179K
IA
46
IFP Advisors
Florida
$140K
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$130K
SFSG
48
Stearns Financial Services Group
North Carolina
$88K +$42 +1 +0%
Citigroup
49
Citigroup
New York
$72K +$11.3K +271 +19%
SPIA
50
Steward Partners Investment Advisory
New York
$60K

NUMG Hedge Fund Activity: Q3 2020 in Review

57 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q3 2020, worth a combined $127M — up 20% from $106M a quarter earlier.

Fund positioning in NUMG was balanced in Q3 2020: 4 funds opened new positions, 4 closed out, 30 added to existing stakes and 7 trimmed.

The largest buyer was TIAA FSB, adding an estimated $4.81M. The largest seller was Royal Bank of Canada, cutting an estimated $740K.

  • 57 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $127M of Nuveen ESG Mid-Cap Growth ETF stock for Q3 2020, up 20% quarter-over-quarter.
  • 4 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q3 2020 and 4 closed out, a net change of 0 holders.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q3 2020 was TIAA FSB, an estimated $4.81M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q3 2020 was Royal Bank of Canada, an estimated $740K sold.

Based on aggregated 13F filings for Q3 2020.