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Nuveen ESG Mid-Cap Growth ETF
NUMG

Overview Fund Activity

48 hedge funds and large institutions have $43.9M invested in Nuveen ESG Mid-Cap Growth ETF in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 21 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
48
Holders Change
+10
Holders Change %
+26.32%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
21
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$12.8M
2
SA
2
Stewardship Advisors
Pennsylvania
$3.04M
3
RP
3
Riverbridge Partners
Minnesota
$1.83M
4
Citadel Advisors
4
Citadel Advisors
Florida
$1.18M
5
Bank of America
5
Bank of America
North Carolina
$1.28M

Top Sellers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$0
2
TRCT
2
Tower Research Capital (TRC)
New York
$0
3
FAAS
3
First Allied Advisory Services
California
$0
4
GSWM
4
Golden State Wealth Management
California
$0
5
AF
5
Advisornet Financial
Minnesota
$39K
Name Market Value Shares Shares
Change 		Shares
Change %
LBA
26
Lowell Blake & Associates
Massachusetts
$233K 6,617 +6,617 New
APP
27
Avantax Planning Partners
Iowa
$214K 6,078 +6,078 New
HighTower Advisors
28
HighTower Advisors
Illinois
$209K 5,914 +5,914 New
MFG
29
Merit Financial Group
Georgia
$202K 5,729 +5,729 New
ACM
30
Anfield Capital Management
California
$157K 4,263 +4,263 New
BBA
31
Braun-Bostich & Associates
Pennsylvania
$152K 4,263 +4,263 New
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$130K 2,381 – –
IA
33
IFP Advisors
Florida
$114K 3,170 +3,170 New
APA
34
American Portfolios Advisors
New York
$92.4K 2,621 +118 +5%
SFSG
35
Stearns Financial Services Group
North Carolina
$90K 2,563 – –
FANJ
36
Financial Architects (New Jersey)
New Jersey
$67K 1,902 +494 +35%
EI
37
Ellevest Inc
New York
$56K 1,600 +1,600 New
SPIA
38
Steward Partners Investment Advisory
New York
$49K 1,417 +1,417 New
CTC
39
Central Trust Company
Missouri
$42K 1,185 +1,185 New
AF
40
Advisornet Financial
Minnesota
$39K 1,119 -334 -23%
Citigroup
41
Citigroup
New York
$39K 1,099 +142 +15%
CI
42
CX Institutional
Indiana
$34K 971 – –
GRP
43
Global Retirement Partners
California
$33K 937 – –
Morgan Stanley
44
Morgan Stanley
New York
$28K 796 – –
SF
45
Synovus Financial
Georgia
$20K 565 +295 +109%
WTC
46
WhitTier Trust Company
Nevada
$18K 520 +520 New
PA
47
Parallel Advisors
California
$16K 451 +304 +207%
AG
48
Advisor Group
Arizona
$6K 183 – –
Nuveen Asset Management
49
Nuveen Asset Management
Illinois
– – -300,000 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– – -5,926 Closed
1
2
3