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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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69 hedge funds and large institutions have $114M invested in NUVEEN PERFORMANCE+MUN FUND in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

7% more capital invested

Capital invested by funds: $106M → $114M (+$7.97M)

5% more funds holding

Funds holding: 66 → 69 (+3)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
19
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
V
Veritable
Delaware
+$8.22M
2
MSL
Mackay Shields LLC
New York
+$3.03M
3
OA
Oxbow Advisors
Texas
+$2.45M
4
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$1.75M
5
GEM
Global Endowment Management
North Carolina
+$1.7M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$7.16M
2
GC
Guggenheim Capital
Illinois
-$1.35M
3
RCM
Rivernorth Capital Management
Florida
-$1.32M
4
TC
TFS Capital
Pennsylvania
-$885K
5
Bank of America
Bank of America
North Carolina
-$855K
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
26
Tradewinds Capital Management
Washington
$585K +$573K +43,272 New
UCFA
27
United Capital Financial Advisors
Texas
$575K -$184K -13,900 -25%
First Trust Advisors
28
First Trust Advisors
Illinois
$545K +$42.6K +3,220 +9%
VanEck Associates
29
VanEck Associates
New York
$530K -$73.2K -5,528 -12%
LPL Financial
30
LPL Financial
California
$408K +$38.3K +2,894 +11%
SIA
31
Sit Investment Associates
Minnesota
$406K +$397K +30,000 New
SNT
32
Security National Trust
West Virginia
$402K +$315K +23,775 +402%
HCM
33
Hollencrest Capital Management
California
$370K +$362K +27,320 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$299K -$17.4K -1,312 -6%
MWR
35
McAdams Wright Ragen
Washington
$294K -$25.2K -1,900 -8%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$292K +$63.4K +4,786 +29%
FAAS
37
First Allied Advisory Services
California
$277K -$90.4K -6,825 -25%
WTC
38
WhitTier Trust Company
Nevada
$266K +$39.1K +2,950 +18%
HSA
39
HBK Sorce Advisory
Pennsylvania
$259K – – –
RJA
40
Raymond James & Associates
Florida
$238K +$23.4K +1,770 +11%
WT
41
Whittier Trust
California
$233K -$19.9K -1,500 -8%
US Bancorp
42
US Bancorp
Minnesota
$203K -$7.22K -545 -4%
MRI
43
Mad River Investors
Massachusetts
$202K – – –
Mariner
44
Mariner
Kansas
$197K -$319K -24,084 -62%
SBWM
45
Sunflower Bank Wealth Management
Arizona
$189K – – –
HFS
46
HL Financial Services
Kentucky
$174K – – –
BIM
47
BlackRock Investment Management
Delaware
$157K – – –
HPC
48
HM Payson & Co
Maine
$142K – – –
BC
49
Bartlett & Co
Ohio
$60K – – –
EFSCE
50
Enterprise Financial Services Corp (EFSC)
Missouri
$51K – – –
1
2
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NPP Hedge Fund Activity: Q4 2013 in Review

69 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q4 2013, worth a combined $114M — up 7.5% from $106M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NPP positions and 10 closed out — a net gain of 5 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Veritable, adding an estimated $8.22M. The largest seller was Morgan Stanley, cutting an estimated $7.16M.

  • 69 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $114M of NUVEEN PERFORMANCE+MUN FUND stock for Q4 2013, up 7.5% quarter-over-quarter.
  • 15 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q4 2013 and 10 closed out, a net change of +5 holders.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q4 2013 was Veritable, an estimated $8.22M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q4 2013 was Morgan Stanley, an estimated $7.16M sold.

Based on aggregated 13F filings for Q4 2013.