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Nuveen Core Plus Impact Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
26
Nomura Holdings
Japan
$162K +$163K +16,000 New
UHLMANN PRICE SECURITIES
27
UHLMANN PRICE SECURITIES
Illinois
$161K +$4.58K +449 +3%
Savant Capital
28
Savant Capital
Illinois
$117K +$117K +11,512 New
Global Retirement Partners
29
Global Retirement Partners
California
$115K +$116K +11,352 New
Mercer Global Advisors
30
Mercer Global Advisors
Colorado
$109K – – –
Onyx Bridge Wealth Group
31
Onyx Bridge Wealth Group
New York
$104K – – –
&Partners
32
&Partners
Tennessee
$102K – – –
US Bancorp
33
US Bancorp
Minnesota
$92.5K – – –
Ameritas Advisory Services
34
Ameritas Advisory Services
Nebraska
$84.2K +$84.7K +8,315 New
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$64.9K -$703 -69 -1%
CoreCap Advisors
36
CoreCap Advisors
Michigan
$50.6K -$45K -4,419 -47%
Blue Bell Private Wealth Management
37
Blue Bell Private Wealth Management
Pennsylvania
$41.4K -$5.1K -500 -11%
Larson Financial Group
38
Larson Financial Group
Missouri
$37.7K – – –
Pinnacle Wealth Planning Services
39
Pinnacle Wealth Planning Services
Ohio
$33.3K – – –
WPG Advisers
40
WPG Advisers
Maryland
$20.8K -$31 -3 -0.1%
Quent Capital
41
Quent Capital
New York
$15.2K +$15.3K +1,500 New
WhitTier Trust Company
42
WhitTier Trust Company
Nevada
$13.8K – – –
Highline Wealth Partners
43
Highline Wealth Partners
California
$10.1K – – –
FNY Investment Advisers
44
FNY Investment Advisers
New York
$6K – – –
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$5.28K – – –
Mark Sheptoff Financial Planning
46
Mark Sheptoff Financial Planning
Connecticut
$5.06K – – –
AssetMark Inc
47
AssetMark Inc
California
$588 -$51K -5,000 -99%
Shaker Financial Services
48
Shaker Financial Services
Virginia
– -$2.07M -200,442 Closed
Wolverine Asset Management
49
Wolverine Asset Management
Illinois
– -$878K -86,200 Closed
Almitas Capital
50
Almitas Capital
California
– -$870K -85,383 Closed