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Nuveen Core Plus Impact Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$27.1M +$10.5M +659,812 +58%
1CP
2
1607 Capital Partners
Virginia
$25.6M +$3.48M +218,378 +15%
SIA
3
Sit Investment Associates
Minnesota
$13.6M +$3.15M +197,572 +28%
PCM
4
Penserra Capital Management
California
$9.67M -$255K -15,967 -2%
Invesco
5
Invesco
Georgia
$6.53M +$249K +15,582 +4%
COLIM
6
City of London Investment Management
United Kingdom
$6.13M
UBS Group
7
UBS Group
Switzerland
$4.79M -$1.92M -120,311 -27%
SCM
8
Saba Capital Management
New York
$4.68M +$4.97M +311,586 New
Bank of America
9
Bank of America
North Carolina
$2.96M -$137K -8,606 -4%
Morgan Stanley
10
Morgan Stanley
New York
$2.52M +$98.8K +6,189 +4%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$2.13M +$157K +9,856 +7%
Wells Fargo
12
Wells Fargo
California
$2.12M -$3.36M -210,697 -60%
WAM
13
Wolverine Asset Management
Illinois
$2.02M +$2.15M +134,569 New
ACP
14
Aviance Capital Partners
Florida
$1.65M +$1.75M +109,802 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.26M +$281K +17,608 +27%
PPA
16
Parametric Portfolio Associates
Washington
$1.02M +$1.09M +68,081 New
Cohen & Steers
17
Cohen & Steers
New York
$982K -$239K -14,994 -19%
HKIM
18
Hayek Kallen Investment Management
Alabama
$815K +$19.9K +1,250 +2%
GC
19
Guggenheim Capital
Illinois
$801K +$419K +26,278 +97%
Stifel Financial
20
Stifel Financial
Missouri
$736K -$124K -7,800 -14%
Walleye Capital
21
Walleye Capital
New York
$679K +$721K +45,155 New
H6H
22
Hightower 6M Holding
Kansas
$607K +$645K +40,411 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$583K +$139K +8,701 +29%
SFS
24
Shaker Financial Services
Virginia
$442K +$33.7K +2,109 +8%
OBWG
25
Onyx Bridge Wealth Group
New York
$343K