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Nuveen Core Plus Impact Fund
NPCT

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$37.2M +$2.28M +217,388 +7%
Morgan Stanley
2
Morgan Stanley
New York
$22.8M +$1.01M +96,266 +5%
SIA
3
Sit Investment Associates
Minnesota
$16.9M +$739K +70,580 +5%
AC
4
Almitas Capital
California
$16.1M -$1.37M -130,890 -8%
AW
5
Atlas Wealth
Ohio
$8.85M +$8.46M +808,637 New
1CP
6
1607 Capital Partners
Virginia
$7.11M -$1.21M -116,054 -15%
Allspring Global Investments
7
Allspring Global Investments
North Carolina
$6.84M +$1.05M +100,449 +19%
Wells Fargo
8
Wells Fargo
California
$4.52M -$198K -18,910 -4%
CAPTRUST Financial Advisors
9
CAPTRUST Financial Advisors
North Carolina
$4.27M +$2.19M +209,202 +114%
GC
10
Guggenheim Capital
Illinois
$3.91M +$452K +43,199 +14%
RCM
11
Rivernorth Capital Management
Florida
$3.55M -$2.67M -254,841 -44%
Bank of America
12
Bank of America
North Carolina
$2.58M -$284K -27,097 -10%
UBS Group
13
UBS Group
Switzerland
$1.88M +$94.1K +8,990 +5%
AGM
14
Alpine Global Management
New York
$1.73M – – –
Stifel Financial
15
Stifel Financial
Missouri
$1.49M +$40.8K +3,895 +3%
MC
16
Matisse Capital
Oregon
$1.41M – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.15M -$567K -54,163 -34%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$677K +$49.7K +4,750 +8%
ASFA
19
All Season Financial Advisors
Colorado
$602K -$35.5K -3,394 -6%
Osaic Holdings
20
Osaic Holdings
Arizona
$571K -$55.4K -5,297 -9%
PI
21
PFG Investments
New York
$426K +$37.1K +3,543 +10%
FHA
22
Flagship Harbor Advisors
Massachusetts
$403K +$57.1K +5,456 +17%
LPL Financial
23
LPL Financial
California
$380K +$20K +1,915 +6%
HighTower Advisors
24
HighTower Advisors
Illinois
$346K -$3.71K -354 -1%
Invesco
25
Invesco
Georgia
$309K +$297K +28,416 New
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