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Nuveen Core Plus Impact Fund
NPCT

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$20.6M +$12.6M +1,057,642 +111%
RCM
2
Rivernorth Capital Management
Florida
$19.9M -$4.8M -404,545 -17%
1CP
3
1607 Capital Partners
Virginia
$17.3M -$352K -29,669 -2%
Morgan Stanley
4
Morgan Stanley
New York
$7.62M +$2.52M +212,545 +40%
SIA
5
Sit Investment Associates
Minnesota
$7.53M +$1.95M +164,630 +29%
Invesco
6
Invesco
Georgia
$4.54M +$16K +1,350 +0.3%
AC
7
Almitas Capital
California
$3.71M +$3.17M +266,923 +281%
Bank of America
8
Bank of America
North Carolina
$3.32M +$1.69M +142,620 +79%
UBS Group
9
UBS Group
Switzerland
$2.98M +$318K +26,781 +10%
COLIM
10
City of London Investment Management
United Kingdom
$2.77M -$1.54M -129,636 -32%
Wells Fargo
11
Wells Fargo
California
$1.92M +$355K +29,942 +19%
MC
12
Matisse Capital
Oregon
$1.33M +$356K +30,000 +30%
WAM
13
Wolverine Asset Management
Illinois
$1.21M -$1.57M -131,881 -53%
GC
14
Guggenheim Capital
Illinois
$1.14M +$504K +42,476 +62%
ACP
15
Aviance Capital Partners
Florida
$1.07M +$22.2K +1,872 +2%
Stifel Financial
16
Stifel Financial
Missouri
$887K +$378K +31,883 +58%
QC
17
Quantedge Capital
Singapore
$836K +$188K +15,872 +24%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$796K +$297 +25 +0%
Osaic Holdings
19
Osaic Holdings
Arizona
$596K -$13.3K -1,124 -2%
HKIM
20
Hayek Kallen Investment Management
Alabama
$540K +$249 +21 +0%
WS
21
Wedbush Securities
California
$432K +$35.6K +3,000 +8%
Ameriprise
22
Ameriprise
Minnesota
$349K +$78.3K +6,600 +24%
H6H
23
Hightower 6M Holding
Kansas
$305K -$100K -8,452 -22%
OBWG
24
Onyx Bridge Wealth Group
New York
$261K – – –
Millennium Management
25
Millennium Management
New York
$192K +$223K +18,763 New
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