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Nuveen Core Plus Impact Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.1M -$279K -27,419 -1%
AW
2
Atlas Wealth
Ohio
$15.6M +$15.6M +1,535,428 New
PCM
3
Penserra Capital Management
California
$8.26M +$317K +31,093 +4%
GC
4
Guggenheim Capital
Illinois
$4.91M -$194K -19,000 -4%
CAPTRUST Financial Advisors
5
CAPTRUST Financial Advisors
North Carolina
$4.9M -$104K -10,236 -2%
SIA
6
Sit Investment Associates
Minnesota
$3.87M -$12.2K -1,200 -0.3%
Wells Fargo
7
Wells Fargo
California
$3.29M -$222K -21,765 -6%
Stifel Financial
8
Stifel Financial
Missouri
$2.63M +$54.9K +5,387 +2%
Bank of America
9
Bank of America
North Carolina
$1.79M +$58.1K +5,704 +3%
FHA
10
Flagship Harbor Advisors
Massachusetts
$1.26M -$6.89K -676 -0.5%
LPL Financial
11
LPL Financial
California
$1.02M +$173K +17,022 +20%
Osaic Holdings
12
Osaic Holdings
Arizona
$913K +$199K +19,550 +28%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$777K -$92.5K -9,077 -11%
BCA
14
Bay Colony Advisors
Massachusetts
$696K -$5.45K -535 -0.8%
Invesco
15
Invesco
Georgia
$633K -$349K -34,203 -35%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$588K -$18.7K -1,834 -3%
PI
17
PFG Investments
New York
$379K +$612 +60 +0.2%
EPW
18
Evolve Private Wealth
California
$370K -$31.4K -3,079 -8%
SWM
19
SeaCrest Wealth Management
New York
$334K -$75K -7,355 -18%
HF
20
HRT Financial
New York
$318K +$320K +31,404 New
Raymond James Financial
21
Raymond James Financial
Florida
$289K +$50.6K +4,967 +21%
RAM
22
Readystate Asset Management
Illinois
$248K +$250K +24,509 New
CEFA
23
Closed-End Fund Advisors
Virginia
$232K -$5.1K -500 -2%
UBS Group
24
UBS Group
Switzerland
$227K -$89.5K -8,777 -28%
XT
25
XTX Topco
Cayman Islands
$212K +$55.3K +5,426 +35%