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Nuveen Core Plus Impact Fund
NPCT

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$33.2M +$2.34M +226,780 +8%
Morgan Stanley
2
Morgan Stanley
New York
$20.7M +$719K +69,663 +4%
AC
3
Almitas Capital
California
$16.6M -$1.09M -105,945 -6%
SIA
4
Sit Investment Associates
Minnesota
$15.4M +$3.45M +334,483 +29%
1CP
5
1607 Capital Partners
Virginia
$7.97M -$8M -775,200 -50%
RCM
6
Rivernorth Capital Management
Florida
$6.01M -$1.02M -99,190 -15%
Allspring Global Investments
7
Allspring Global Investments
North Carolina
$5.46M – – –
Wells Fargo
8
Wells Fargo
California
$4.49M -$39.9K -3,864 -0.9%
GC
9
Guggenheim Capital
Illinois
$3.28M +$334K +32,322 +11%
Bank of America
10
Bank of America
North Carolina
$2.73M +$164K +15,926 +6%
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.9M +$1.41M +136,311 +288%
UBS Group
12
UBS Group
Switzerland
$1.7M -$248K -24,060 -13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.66M +$313K +30,317 +23%
AGM
14
Alpine Global Management
New York
$1.65M +$506K +49,000 +45%
Stifel Financial
15
Stifel Financial
Missouri
$1.38M +$151K +14,594 +12%
MC
16
Matisse Capital
Oregon
$1.35M – – –
SFS
17
Shaker Financial Services
Virginia
$1.03M +$703K +68,108 +221%
ASFA
18
All Season Financial Advisors
Colorado
$607K +$208K +20,135 +52%
Osaic Holdings
19
Osaic Holdings
Arizona
$596K -$919 -89 -0.2%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$594K +$508K +49,237 +600%
LCM
21
Landscape Capital Management
New Jersey
$430K +$429K +41,590 New
PI
22
PFG Investments
New York
$368K +$367K +35,584 New
LPL Financial
23
LPL Financial
California
$342K +$113K +10,946 +50%
HighTower Advisors
24
HighTower Advisors
Illinois
$328K +$66.1K +6,402 +25%
FHA
25
Flagship Harbor Advisors
Massachusetts
$327K +$13.1K +1,266 +4%
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