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Nomura Holdings

97 hedge funds and large institutions have $232M invested in Nomura Holdings in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 49 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

172% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 18

95% more call options, than puts

Call options by funds: $1.83M | Put options by funds: $942K

17% more capital invested

Capital invested by funds: $198M → $232M (+$33.6M)

0.06% more ownership

Funds ownership: 0.7%0.76% (+0.06%)

5% less funds holding

Funds holding: 10297 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
97
Holders Change
-5
Holders Change %
-4.9%
% of All Funds
3.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
49
Reduced
18
Closed
12
Calls
$1.83M
Puts
$942K
Net Calls
+$892K
Net Calls Change
+$613K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
51
Jane Street
New York
$357K -$72.3K -9,342 -17%
State Street
52
State Street
Massachusetts
$331K
Millennium Management
53
Millennium Management
New York
$316K -$7.75K -1,002 -2%
PA
54
Pinnacle Associates
New York
$299K
HIM
55
Hillsdale Investment Management
Ontario, Canada
$279K +$276K +35,700 New
G
56
GlobalBridge
Minnesota
$267K +$2.75K +356 +1%
Susquehanna International Group
57
Susquehanna International Group
Pennsylvania
$220K -$76.3K -9,861 -26%
CIP
58
Convergence Investment Partners
Florida
$211K -$54.9K -7,097 -21%
RHBC
59
R.H. Bluestein & Co
Michigan
$195K
RhumbLine Advisers
60
RhumbLine Advisers
Massachusetts
$189K +$63.4K +8,200 +51%
CRC
61
Curi RMB Capital
Illinois
$185K -$66.8K -8,641 -27%
RFC
62
Regions Financial Corp
Alabama
$157K +$26.4K +3,416 +20%
HW
63
Hancock Whitney
Mississippi
$150K -$975 -126 -0.7%
ECM
64
ETrade Capital Management
Virginia
$149K +$12.3K +1,587 +9%
BTNA
65
Bremer Trust National Association
Minnesota
$138K +$38.6K +4,991 +39%
Neuberger Berman Group
66
Neuberger Berman Group
New York
$131K +$46K +5,943 +55%
Ameriprise
67
Ameriprise
Minnesota
$112K +$16.4K +2,119 +17%
V
68
Veritable
Delaware
$108K +$255 +33 +0.2%
HH
69
Hilltop Holdings
Texas
$99K +$9.44K +1,220 +11%
Bank of America
70
Bank of America
North Carolina
$93K -$90.2K -11,663 -49%
BFA
71
BlackRock Fund Advisors
California
$93K -$44.4K -5,742 -33%
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$93K +$8.7K +1,125 +10%
OA
73
OFI Advisors
Pennsylvania
$88K -$2.62K -338 -3%
SAG
74
Sterne Agee Group
Alabama
$87K +$86K +11,120 New
FIM
75
Freedom Investment Management
Connecticut
$87K +$86.6K +11,191 New

NMR Hedge Fund Activity: Q3 2013 in Review

97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2013, worth a combined $232M — up 17% from $198M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of NMR and 8 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 49 added.

The largest buyer was Roosevelt Investment Group, adding an estimated $7.12M. The largest seller was CI Global Investments, exiting entirely with an estimated $6.32M sold.

  • 97 institutional investors held Nomura Holdings (NMR) as of Q3 2013, down from 102 in Q2 2013.
  • Funds reported $232M of Nomura Holdings stock for Q3 2013, up 17% quarter-over-quarter.
  • 8 funds opened new Nomura Holdings positions in Q3 2013 and 12 closed out, a net change of -4 holders.
  • The largest Nomura Holdings buyer in Q3 2013 was Roosevelt Investment Group, an estimated $7.12M added.
  • The largest Nomura Holdings seller in Q3 2013 was CI Global Investments, an estimated $6.32M sold.

Based on aggregated 13F filings for Q3 2013.