Castleark Management’s Nomura Holdings NMR Stock Holding History

Castleark Management’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-518,100	Closed	-$2.88M	–	400
2015 Q4	$2.88M	Hold	518,100	–	–	0.09%	235
2015 Q3	$3.02M	Sell	518,100 -518,100	-50%	-$3.43M	0.1%	228
2015 Q2	$7M	Hold	1,036,200	–	–	0.19%	154
2015 Q1	$6.08M	Buy	+1,036,200	New	+$5.92M	0.15%	167
2014 Q4	–	Sell	-1,036,200	Closed	-$6.66M	–	379
2014 Q3	$6.66M	Hold	1,036,200	–	–	0.19%	130
2014 Q2	$7.28M	Hold	1,036,200	–	–	0.2%	119
2014 Q1	$6.66M	Hold	1,036,200	–	–	0.19%	130
2013 Q4	$8.05M	Hold	1,036,200	–	–	0.23%	74
2013 Q3	$6.12M	Buy	1,036,200 +325,300	+46%	+$2.52M	0.17%	149
2013 Q2	$5.29M	Buy	+710,900	New	+$5.55M	0.18%	76

Other funds holding NMR

BGIM

Brandywine Global Investment Management Philadelphia, Pennsylvania $14.9B AUM 20.41% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $693M AUM 31.93% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

TWI

Thomas White International Chicago, Illinois $480M AUM 11.77% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

Castleark Management's NMR Position: Q1 2016 in Review

Castleark Management sold out of Nomura Holdings (NMR) in Q1 2016, closing a stake of 518,100 shares — an estimated $2.88M sold.

Castleark Management first reported a position in NMR in Q2 2013 and held it in 10 quarters. The position peaked at $8.05M in Q4 2013. 97 funds tracked by Wall St. Rank hold NMR as of Q1 2016.

Castleark Management reported no remaining Nomura Holdings position as of Q1 2016 after selling out during the quarter.
Castleark Management sold 518,100 Nomura Holdings shares in Q1 2016, an estimated $2.88M.
Castleark Management first reported a position in Nomura Holdings in Q2 2013 and held it in 10 quarters.
Castleark Management's Nomura Holdings position peaked at $8.05M in Q4 2013.
97 funds tracked by Wall St. Rank held Nomura Holdings as of Q1 2016.

Based on Castleark Management's 13F filing for Q1 2016, filed 17 May 2016.