Veritable’s Nomura Holdings NMR Stock Holding History

Veritable’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-13,888	Closed	-$108K	–	977
2013 Q4	$108K	Hold	13,888	–	–	﹤0.01%	898
2013 Q3	$108K	Buy	13,888 +33	+0.2%	+$255	﹤0.01%	898
2013 Q2	$103K	Buy	+13,855	New	+$108K	﹤0.01%	907

Other funds holding NMR

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Castleark Management Chicago, Illinois $3.02B AUM 53.92% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

DVM

Dreman Value Management West Palm Beach, Florida $221M AUM 11.98% 1-Year Est. Return

Veritable's NMR Position: Q1 2014 in Review

Veritable sold out of Nomura Holdings (NMR) in Q1 2014, closing a stake of 13,888 shares — an estimated $108K sold.

Veritable first reported a position in NMR in Q2 2013 and held it in 3 quarters. The position peaked at $108K in Q4 2013. 82 funds tracked by Wall St. Rank hold NMR as of Q1 2014.

Veritable reported no remaining Nomura Holdings position as of Q1 2014 after selling out during the quarter.
Veritable sold 13,888 Nomura Holdings shares in Q1 2014, an estimated $108K.
Veritable first reported a position in Nomura Holdings in Q2 2013 and held it in 3 quarters.
Veritable's Nomura Holdings position peaked at $108K in Q4 2013.
82 funds tracked by Wall St. Rank held Nomura Holdings as of Q1 2014.

Based on Veritable's 13F filing for Q1 2014, filed 15 May 2014.