Hilltop Holdings’s Nomura Holdings NMR Stock Holding History

Hilltop Holdings’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-29,045	Closed	-$170K	–	451
2017 Q4	$170K	Buy	+29,045	New	+$168K	0.04%	318
2017 Q3	–	Sell	-25,000	Closed	-$151K	–	316
2017 Q2	$151K	Hold	25,000	–	–	0.04%	303
2017 Q1	$157K	Hold	25,000	–	–	0.05%	311
2016 Q4	$148K	Hold	25,000	–	–	0.05%	309
2016 Q3	$111K	Hold	25,000	–	–	0.03%	303
2016 Q2	$88K	Hold	25,000	–	–	0.03%	290
2016 Q1	$111K	Hold	25,000	–	–	0.03%	291
2015 Q4	$139K	Hold	25,000	–	–	0.04%	311
2015 Q3	$146K	Buy	+25,000	New	+$165K	0.04%	315
2015 Q2	–	Sell	-25,000	Closed	-$147K	–	343
2015 Q1	$147K	Buy	+25,000	New	+$143K	0.04%	321
2014 Q1	–	Sell	-13,270	Closed	-$103K	–	239
2013 Q4	$103K	Buy	13,270 +570	+4%	+$4.35K	0.05%	226
2013 Q3	$99K	Buy	12,700 +1,220	+11%	+$9.44K	0.06%	199
2013 Q2	$85K	Buy	+11,480	New	+$89.7K	0.06%	169

Other funds holding NMR

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DPIM

Duff & Phelps Investment Management Chicago, Illinois $9.63B AUM 11.3% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Hilltop Holdings's NMR Position: Q1 2018 in Review

Hilltop Holdings sold out of Nomura Holdings (NMR) in Q1 2018, closing a stake of 29,045 shares — an estimated $170K sold.

Hilltop Holdings first reported a position in NMR in Q2 2013 and held it in 13 quarters. The position peaked at $170K in Q4 2017. 97 funds tracked by Wall St. Rank hold NMR as of Q1 2018.

Hilltop Holdings reported no remaining Nomura Holdings position as of Q1 2018 after selling out during the quarter.
Hilltop Holdings sold 29,045 Nomura Holdings shares in Q1 2018, an estimated $170K.
Hilltop Holdings first reported a position in Nomura Holdings in Q2 2013 and held it in 13 quarters.
Hilltop Holdings's Nomura Holdings position peaked at $170K in Q4 2017.
97 funds tracked by Wall St. Rank held Nomura Holdings as of Q1 2018.

Based on Hilltop Holdings's 13F filing for Q1 2018, filed 15 May 2018.