NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

42 hedge funds and large institutions have $72.3M invested in Neuberger Berman High Yield Strategies Fund in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
10
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
Bramshill Investments
Florida
+$3.57M
2
SFS
Shaker Financial Services
Virginia
+$1.02M
3
Invesco
Invesco
Georgia
+$626K
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$597K
5
GC
Guggenheim Capital
Illinois
+$282K

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$2.9M
2
BFM
Boothbay Fund Management
New York
-$1.8M
3
Deutsche Bank
Deutsche Bank
Germany
-$1.21M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$729K
5
CRWM
Castle Rock Wealth Management
California
-$634K
Name Holding Trade Value Shares
Change 		Shares
Change %
FIA
26
FNY Investment Advisers
New York
$181K -$24.1K -2,000 -12%
RJT
27
Raymond James Trust
Florida
$167K – – –
UBS Group
28
UBS Group
Switzerland
$134K -$143K -11,809 -52%
TI
29
Tidal Investments
Wisconsin
$132K -$4.8K -400 -4%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$131K -$8.46K -703 -6%
GWM
31
Geneos Wealth Management
Colorado
$125K – – –
BRWA
32
B. Riley Wealth Advisors
Florida
$121K -$9.33K -772 -7%
Bank of America
33
Bank of America
North Carolina
$93K +$9.67K +805 +12%
US Bancorp
34
US Bancorp
Minnesota
$43K – – –
RIA
35
RPG Investment Advisory
California
$22K – – –
RCM
36
Rivernorth Capital Management
Florida
$11K -$4.49K -371,883 -29%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$8K -$35.2K -3,048 -81%
PAM
38
Panagora Asset Management
Massachusetts
$7K +$7K +591 New
AG
39
Advisor Group
Arizona
$6K – – –
SPIA
40
Steward Partners Investment Advisory
New York
$5K – – –
AF
41
Allworth Financial
California
$2K +$48 +4 +2%
SFS
42
Sowell Financial Services
Arkansas
$1K +$1K +110 New
BI
43
Bulldog Investors
New Jersey
– -$6.28K -536,416 Closed
VCM
44
Vivaldi Capital Management
Illinois
– -$2.9M -248,102 Closed
Deutsche Bank
45
Deutsche Bank
Germany
– -$1.21M -103,222 Closed
CRWM
46
Castle Rock Wealth Management
California
– -$634K -54,215 Closed
IA
47
Icon Advisers
Colorado
– -$409K -34,981 Closed
AAM
48
Advisors Asset Management
Colorado
– -$288K -24,644 Closed
OC
49
Oppenheimer & Co
New York
– -$134K -11,519 Closed
CWA
50
Clarus Wealth Advisors
Arizona
– -$12K -1,020 Closed
1
2
3