We are live on ! Find out more
NHS

Neuberger High Yield Strategies Fund Inc
NHS

48 hedge funds and large institutions have $56.6M invested in Neuberger High Yield Strategies Fund Inc in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

4% more funds holding

Funds holding: 46 → 48 (+2)

4% more capital invested

Capital invested by funds: $54.2M → $56.6M (+$2.39M)

0.89% more ownership

Funds ownership: 23.78% → 24.66% (+0.89%)

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.38M
2
Invesco
Invesco
Georgia
+$546K
3
AAM
Advisors Asset Management
Colorado
+$347K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$301K
5
SI
SII Investments
Wisconsin
+$287K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$885K
2
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$871K
3
COLIM
City of London Investment Management
United Kingdom
-$613K
4
GC
Guggenheim Capital
Illinois
-$335K
5
Millennium Management
Millennium Management
New York
-$158K
Name Holding Trade Value Shares
Change 		Change in
Stake
RIL
26
Rothschild Investment LLC
Illinois
$279K +$45.5K +3,837 +20%
M&T Bank
27
M&T Bank
New York
$255K – – –
WCM
28
Wunderlich Capital Managemnt
Tennessee
$255K +$255K +21,483 New
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$238K – – –
Ameriprise
30
Ameriprise
Minnesota
$173K +$49.1K +4,140 +40%
OC
31
Oppenheimer & Co
New York
$169K – – –
RJFSA
32
Raymond James Financial Services Advisors
Florida
$169K +$25.1K +2,117 +17%
RJT
33
Raymond James Trust
Florida
$167K – – –
GWM
34
Geneos Wealth Management
Colorado
$134K -$5.52K -465 -4%
SPC
35
Sigma Planning Corp
Michigan
$133K +$133K +11,200 New
MML Investors Services
36
MML Investors Services
Massachusetts
$121K +$121K +10,202 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$119K +$119K +10,017 New
WA
38
WFG Advisors
Texas
$49K +$10.1K +850 +26%
US Bancorp
39
US Bancorp
Minnesota
$42K – – –
WAM
40
Wolverine Asset Management
Illinois
$39K +$39.4K +3,321 New
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$12K – – –
PFO
42
Pathstone Family Office
New Jersey
$12K +$12.2K +1,030 New
CAL
43
Capital Analysts LLC
Pennsylvania
$11.7K -$1.76K -148 -13%
FANJ
44
Financial Architects (New Jersey)
New Jersey
$6K – – –
PCM
45
Penserra Capital Management
California
$3K -$451 -38 -12%
SF
46
Synovus Financial
Georgia
$1K – – –
VCM
47
Vivaldi Capital Management
Illinois
$632 +$631K +53,168 New
Fiera Capital (Canada)
48
Fiera Capital (Canada)
Quebec, Canada
– -$871K -74,600 Closed
COLIM
49
City of London Investment Management
United Kingdom
– -$613K -52,529 Closed
Millennium Management
50
Millennium Management
New York
– -$158K -13,516 Closed
1
2
3

NHS Hedge Fund Activity: Q1 2017 in Review

48 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q1 2017, worth a combined $56.6M — up 4.4% from $54.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NHS positions and 5 closed out — a net gain of 3 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.38M. The largest seller was Morgan Stanley, cutting an estimated $885K.

  • 48 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q1 2017, up from 46 in Q4 2016.
  • Funds reported $56.6M of Neuberger High Yield Strategies Fund Inc stock for Q1 2017, up 4.4% quarter-over-quarter.
  • 8 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q1 2017 and 5 closed out, a net change of +3 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q1 2017 was Shaker Financial Services, an estimated $1.38M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q1 2017 was Morgan Stanley, an estimated $885K sold.

Based on aggregated 13F filings for Q1 2017.