NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

48 hedge funds and large institutions have $56.6M invested in Neuberger Berman High Yield Strategies Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$1.38M
2
Invesco
Invesco
Georgia
+$547K
3
AAM
Advisors Asset Management
Colorado
+$347K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$302K
5
SI
SII Investments
Wisconsin
+$288K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$886K
2
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$871K
3
COLIM
City of London Investment Management
United Kingdom
-$613K
4
GC
Guggenheim Capital
Illinois
-$335K
5
Millennium Management
Millennium Management
New York
-$158K
Name Holding Trade Value Shares
Change 		Shares
Change %
RIL
26
Rothschild Investment LLC
Illinois
$279K +$45.6K +3,837 +20%
M&T Bank
27
M&T Bank
New York
$255K – – –
WCM
28
Wunderlich Capital Managemnt
Tennessee
$255K +$255K +21,483 New
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$238K – – –
Ameriprise
30
Ameriprise
Minnesota
$173K +$49.3K +4,140 +40%
OC
31
Oppenheimer & Co
New York
$169K – – –
RJFSA
32
Raymond James Financial Services Advisors
Florida
$169K +$25.2K +2,117 +17%
RJT
33
Raymond James Trust
Florida
$167K – – –
GWM
34
Geneos Wealth Management
Colorado
$134K -$5.49K -465 -4%
SPC
35
Sigma Planning Corp
Michigan
$133K +$133K +11,200 New
MML Investors Services
36
MML Investors Services
Massachusetts
$121K +$121K +10,202 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$119K +$119K +10,017 New
WA
38
WFG Advisors
Texas
$49K +$10.2K +850 +26%
US Bancorp
39
US Bancorp
Minnesota
$42K – – –
WAM
40
Wolverine Asset Management
Illinois
$39K +$39K +3,321 New
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$12K – – –
PFO
42
Pathstone Family Office
New Jersey
$12K +$12K +1,030 New
CAL
43
Capital Analysts LLC
Pennsylvania
$11.7K -$1.76K -148 -13%
FANJ
44
Financial Architects (New Jersey)
New Jersey
$6K – – –
PCM
45
Penserra Capital Management
California
$3K -$418 -38 -12%
SF
46
Synovus Financial
Georgia
$1K – – –
VCM
47
Vivaldi Capital Management
Illinois
$632 +$632 +53,168 New
Fiera Capital (Canada)
48
Fiera Capital (Canada)
Quebec, Canada
– -$871K -74,600 Closed
COLIM
49
City of London Investment Management
United Kingdom
– -$613K -52,529 Closed
Millennium Management
50
Millennium Management
New York
– -$158K -13,516 Closed
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