NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

46 hedge funds and large institutions have $54.2M invested in Neuberger Berman High Yield Strategies Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$5.34M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.56M
3
LCM
3
Landscape Capital Management
New Jersey
$1.47M
4
Fiera Capital (Canada)
4
Fiera Capital (Canada)
Quebec, Canada
$871K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$504K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$613K
2
LPL Financial
2
LPL Financial
California
$1.1M
3
SCM
3
Saba Capital Management
New York
$8.72M
4
RCM
4
Rivernorth Capital Management
Florida
$5.5M
5
Wells Fargo
5
Wells Fargo
California
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$233K -$83.1K -7,130 -26%
RIL
27
Rothschild Investment LLC
Illinois
$229K +$229K +19,630 New
CRC
28
Curi RMB Capital
Illinois
$223K +$223K +19,089 New
OC
29
Oppenheimer & Co
New York
$166K +$23.8K +2,039 +17%
RJT
30
Raymond James Trust
Florida
$164K – – –
Millennium Management
31
Millennium Management
New York
$158K +$158K +13,516 New
DA
32
Doliver Advisors
Texas
$157K +$157K +13,454 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$141K +$12.6K +1,085 +10%
GWM
34
Geneos Wealth Management
Colorado
$137K – – –
Ameriprise
35
Ameriprise
Minnesota
$121K -$2K -172 -2%
US Bancorp
36
US Bancorp
Minnesota
$42K – – –
WA
37
WFG Advisors
Texas
$38K – – –
MFS
38
MSI Financial Services
Massachusetts
$36K +$244 +21 +0.7%
CAL
39
Capital Analysts LLC
Pennsylvania
$13K +$264 +23 +2%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$11K – – –
FANJ
41
Financial Architects (New Jersey)
New Jersey
$6K – – –
PCM
42
Penserra Capital Management
California
$3K +$328 +34 +12%
AA
43
Ancora Advisors
Ohio
$3K +$3K +277 New
SF
44
Synovus Financial
Georgia
$1K +$1K +44 New
TRCT
45
Tower Research Capital (TRC)
New York
$1K +$1K +100 New
SFS
46
Shaker Financial Services
Virginia
– -$242K -20,414 Closed
VKH
47
Virtu KCG Holdings
New York
– -$166K -13,959 Closed
SB
48
Suntrust Banks
Georgia
– -$137K -13,687 Closed
WCM
49
Wunderlich Capital Managemnt
Tennessee
– -$149K -12,571 Closed
IA
50
IFP Advisors
Florida
– -$47K -4,000 Closed
1
2
3