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NHS

Neuberger High Yield Strategies Fund Inc
NHS

46 hedge funds and large institutions have $54.2M invested in Neuberger High Yield Strategies Fund Inc in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

5% more funds holding

Funds holding: 44 → 46 (+2)

1% more ownership

Funds ownership: 22.77% → 23.78% (+1%)

3% more capital invested

Capital invested by funds: $52.7M → $54.2M (+$1.48M)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$2.11M
2
Morgan Stanley
Morgan Stanley
New York
+$1.74M
3
LCM
Landscape Capital Management
New Jersey
+$973K
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$861K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$484K

Top Sellers

Rank Fund Capital Flow
1
COLIM
City of London Investment Management
United Kingdom
-$1.28M
2
LPL Financial
LPL Financial
California
-$1.09M
3
SCM
Saba Capital Management
New York
-$825K
4
RCM
Rivernorth Capital Management
Florida
-$703K
5
Wells Fargo
Wells Fargo
California
-$495K
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$233K -$82.2K -7,130 -26%
RIL
27
Rothschild Investment LLC
Illinois
$229K +$226K +19,630 New
CRC
28
Curi RMB Capital
Illinois
$223K +$220K +19,089 New
OC
29
Oppenheimer & Co
New York
$166K +$23.5K +2,039 +17%
RJT
30
Raymond James Trust
Florida
$164K – – –
Millennium Management
31
Millennium Management
New York
$158K +$156K +13,516 New
DA
32
Doliver Advisors
Texas
$157K +$155K +13,454 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$141K +$12.5K +1,085 +10%
GWM
34
Geneos Wealth Management
Colorado
$137K – – –
Ameriprise
35
Ameriprise
Minnesota
$121K -$1.98K -172 -2%
US Bancorp
36
US Bancorp
Minnesota
$42K – – –
WA
37
WFG Advisors
Texas
$38K – – –
MFS
38
MSI Financial Services
Massachusetts
$36K +$242 +21 +0.7%
CAL
39
Capital Analysts LLC
Pennsylvania
$13K +$265 +23 +2%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$11K – – –
FANJ
41
Financial Architects (New Jersey)
New Jersey
$6K – – –
PCM
42
Penserra Capital Management
California
$3K +$392 +34 +12%
AA
43
Ancora Advisors
Ohio
$3K +$3.19K +277 New
SF
44
Synovus Financial
Georgia
$1K +$508 +44 New
TRCT
45
Tower Research Capital (TRC)
New York
$1K +$1.15K +100 New
SFS
46
Shaker Financial Services
Virginia
– -$242K -20,414 Closed
VKH
47
Virtu KCG Holdings
New York
– -$166K -13,959 Closed
SB
48
Suntrust Banks
Georgia
– -$137K -13,687 Closed
WCM
49
Wunderlich Capital Managemnt
Tennessee
– -$149K -12,571 Closed
IA
50
IFP Advisors
Florida
– -$47K -4,000 Closed
1
2
3

NHS Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q4 2016, worth a combined $54.2M — up 2.8% from $52.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NHS positions and 6 closed out — a net gain of 2 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.11M. The largest seller was City of London Investment Management, cutting an estimated $1.28M.

  • 46 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $54.2M of Neuberger High Yield Strategies Fund Inc stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 8 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q4 2016 and 6 closed out, a net change of +2 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q4 2016 was Advisors Asset Management, an estimated $2.11M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q4 2016 was City of London Investment Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q4 2016.