NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

43 hedge funds and large institutions have $69.4M invested in Neuberger Berman High Yield Strategies Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
6
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$13.2M
2
COLIM
2
City of London Investment Management
United Kingdom
$6.49M
3
RCM
3
Rivernorth Capital Management
Florida
$5.52M
4
SFS
4
Shaker Financial Services
Virginia
$1.51M
5
LCM
5
Landscape Capital Management
New Jersey
$849K

Top Sellers

1
PAM
1
PT Asset Management
Illinois
$0
2
AAM
2
Advisors Asset Management
Colorado
$2.28M
3
GC
3
Guggenheim Capital
Illinois
$6.97M
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
CRC
5
Curi RMB Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
26
Parametric Portfolio Associates
Washington
$223K -$7.93K -674 -3%
BTS
27
BB&T Securities
Virginia
$204K +$10.6K +901 +5%
WS
28
Wedbush Securities
California
$178K +$178K +15,093 New
GWA
29
Genesis Wealth Advisors
Massachusetts
$174K +$38.9K +3,300 +29%
PAM
30
Panagora Asset Management
Massachusetts
$138K +$138K +11,737 New
OC
31
Oppenheimer & Co
New York
$125K -$58.6K -5,000 -32%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$103K – – –
US Bancorp
33
US Bancorp
Minnesota
$42K – – –
BCM
34
Brookstone Capital Management
Illinois
$42K +$42K +3,565 New
AIG
35
American International Group
New York
$36.4K +$7.19K +610 +25%
WA
36
WFG Advisors
Texas
$31K – – –
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$20K – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$19K +$19K +1,553 New
KCPG
39
Kavar Capital Partners Group
Kansas
$11K +$11K +1,000 New
AWM
40
AllSquare Wealth Management
New York
$8K – – –
HCM
41
Highlander Capital Management
New Jersey
$7K – – –
TRCT
42
Tower Research Capital (TRC)
New York
$3K +$2.92K +257 +3,671%
ECM
43
Estabrook Capital Management
New York
$35 – – –
PAM
44
PT Asset Management
Illinois
– -$3.85M -311,685 Closed
SG Americas Securities
45
SG Americas Securities
New York
– -$317K -25,649 Closed
CRC
46
Curi RMB Capital
Illinois
– -$190K -15,430 Closed
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
– -$147K -11,952 Closed
EAMA
48
EFG Asset Management (Americas)
Florida
– -$46K -3,708 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– -$30K -2,400 Closed
1
2