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NHS

Neuberger High Yield Strategies Fund Inc
NHS

46 hedge funds and large institutions have $68.6M invested in Neuberger High Yield Strategies Fund Inc in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

3% more capital invested

Capital invested by funds: $66.3M → $68.6M (+$2.26M)

0.79% more ownership

Funds ownership: 26.89% → 27.69% (+0.79%)

6% less funds holding

Funds holding: 49 → 46 (-3)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
46
Holders Change
-3
Holders Change %
-6.12%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PAM
PT Asset Management
Illinois
+$3.55M
2
YMRC
Yorktown Management & Research Company
Virginia
+$2.18M
3
Citigroup
Citigroup
New York
+$1.06M
4
RCM
Rivernorth Capital Management
Florida
+$1.05M
5
CC
Carlson Capital
Texas
+$600K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$1.99M
2
SCM
Saba Capital Management
New York
-$1.68M
3
AAM
Advisors Asset Management
Colorado
-$1.13M
4
GC
Guggenheim Capital
Illinois
-$1.09M
5
KSCM
Kamunting Street Capital Management
Florida
-$1M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$245K +$33.2K +2,667 +16%
PPA
27
Parametric Portfolio Associates
Washington
$242K -$13.1K -1,051 -5%
LCM
28
Landscape Capital Management
New Jersey
$228K -$77.9K -6,256 -25%
DA
29
Doliver Advisors
Texas
$217K +$219K +17,603 New
OC
30
Oppenheimer & Co
New York
$193K – – –
CRC
31
Curi RMB Capital
Illinois
$190K +$192K +15,430 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$147K +$374 +30 +0.3%
GWA
33
Genesis Wealth Advisors
Massachusetts
$143K +$143K +11,500 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$108K – – –
EAMA
35
EFG Asset Management (Americas)
Florida
$46K – – –
US Bancorp
36
US Bancorp
Minnesota
$44K -$2.03K -163 -4%
WA
37
WFG Advisors
Texas
$32K – – –
AIG
38
American International Group
New York
$30.6K -$72.2K -5,795 -70%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$30K +$29.9K +2,400 New
SIA
40
Stancorp Investment Advisers
Oregon
$25K – – –
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$22K – – –
AWM
42
AllSquare Wealth Management
New York
$9K – – –
HCM
43
Highlander Capital Management
New Jersey
$7K – – –
ECM
44
Estabrook Capital Management
New York
$37 -$4.23K -340 -99%
KSCM
45
Kamunting Street Capital Management
Florida
– -$1M -81,429 Closed
TC
46
TFS Capital
Pennsylvania
– -$637K -51,804 Closed
AQR Capital Management
47
AQR Capital Management
Connecticut
– -$564K -45,830 Closed
VKH
48
Virtu KCG Holdings
New York
– -$192K -15,626 Closed
BFM
49
Boothbay Fund Management
New York
– -$132K -10,752 Closed
PAM
50
Panagora Asset Management
Massachusetts
– -$77K -6,269 Closed
1
2
3

NHS Hedge Fund Activity: Q1 2015 in Review

46 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q1 2015, worth a combined $68.6M — up 3.4% from $66.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NHS and 6 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 14 added.

The largest buyer was PT Asset Management, adding an estimated $3.55M. The largest seller was Credit Suisse, cutting an estimated $1.99M.

  • 46 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q1 2015, down from 49 in Q4 2014.
  • Funds reported $68.6M of Neuberger High Yield Strategies Fund Inc stock for Q1 2015, up 3.4% quarter-over-quarter.
  • 6 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q1 2015 and 9 closed out, a net change of -3 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q1 2015 was PT Asset Management, an estimated $3.55M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q1 2015 was Credit Suisse, an estimated $1.99M sold.

Based on aggregated 13F filings for Q1 2015.