NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

49 hedge funds and large institutions have $66.3M invested in Neuberger Berman High Yield Strategies Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
14
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$3.74M
2
BTS
BB&T Securities
Virginia
+$1.96M
3
RCM
Rivernorth Capital Management
Florida
+$1.2M
4
PRCM
Pine River Capital Management
Minnesota
+$920K
5
Invesco
Invesco
Georgia
+$885K

Top Sellers

1
SCM
Saba Capital Management
New York
-$1.21M
2
TAM
Third Avenue Management
New York
-$969K
3
EML
Eos Management LP
New York
-$866K
4
DA
Doliver Advisors
Texas
-$317K
5
JPMPWA
J.P. Morgan Private Wealth Advisors
California
-$157K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$286K -$12.4K -1,005 -4%
PPA
27
Parametric Portfolio Associates
Washington
$254K -$2.62K -213 -1%
LPL Financial
28
LPL Financial
California
$210K -$60.4K -4,917 -22%
OC
29
Oppenheimer & Co
New York
$193K – – –
VKH
30
Virtu KCG Holdings
New York
$192K +$192K +15,626 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$147K +$345 +28 +0.2%
BFM
32
Boothbay Fund Management
New York
$132K +$132K +10,752 New
Citigroup
33
Citigroup
New York
$125K +$125K +10,175 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$108K +$30.8K +2,495 +40%
AIG
35
American International Group
New York
$102K +$71.3K +5,795 +234%
PAM
36
Panagora Asset Management
Massachusetts
$77K +$77K +6,269 New
US Bancorp
37
US Bancorp
Minnesota
$46K – – –
EAMA
38
EFG Asset Management (Americas)
Florida
$45K -$25.7K -2,119 -36%
WA
39
WFG Advisors
Texas
$32K – – –
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$32K +$32K +2,628 New
SIA
41
Stancorp Investment Advisers
Oregon
$25K +$25K +2,000 New
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$21K – – –
Creative Planning
43
Creative Planning
Kansas
$15K +$14.7K +1,200 +5,000%
NPC
44
National Planning Corporation
California
$14.9K +$14.9K +1,221 New
AWM
45
AllSquare Wealth Management
New York
$9K +$9K +700 New
HCM
46
Highlander Capital Management
New Jersey
$7K – – –
ECM
47
Estabrook Capital Management
New York
$4.22K -$3.99K -324 -49%
BRWA
48
B. Riley Wealth Advisors
Florida
$18 +$18 +1,500 New
EML
49
Eos Management LP
New York
– -$866K -67,058 Closed
DA
50
Doliver Advisors
Texas
– -$317K -24,522 Closed
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