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NCU

NUVEEN (CAL) PREM INCM MUNI FD
NCU

Delisted

NCU was delisted on the 6th of June, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$2.37M -$767K -58,906 -24%
Morgan Stanley
2
Morgan Stanley
New York
$440K -$63.3K -4,864 -12%
LPL Financial
3
LPL Financial
California
$288K +$62.4K +4,792 +27%
TCM
4
Tradewinds Capital Management
Washington
$255K +$257K +19,700 New
GC
5
Guggenheim Capital
Illinois
$208K +$210K +16,116 New
TC
6
TFS Capital
Pennsylvania
$174K +$175K +13,448 New
HCM
7
Hollencrest Capital Management
California
$145K +$146K +11,209 New
U
8
UBS
Switzerland
$136K +$58.2K +4,470 +74%
Wells Fargo
9
Wells Fargo
California
$131K +$13 +1 +0%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$39K +$13K +1,000 +50%
Citigroup
11
Citigroup
New York
$27K +$1.3K +100 +5%
TRCT
12
Tower Research Capital (TRC)
New York
$7K +$6.77K +520 New
DA
13
Doliver Advisors
Texas
-$334K -25,166 Closed
MA
14
MUFG Americas
New York
-$204K -15,375 Closed
WAM
15
Wolverine Asset Management
Illinois
-$76K -5,732 Closed