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NCU
NUVEEN (CAL) PREM INCM MUNI FD
NCU
NCU
Delisted
NCU was delisted on the 6th of June, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Invesco
Atlanta,
Georgia
| $3.54M | +$3.8M | +251,532 | New |
|
| 2 |
2
Morgan Stanley
New York
| $476K | +$512K | +33,876 | New |
|
| 3 |
TC
3
TFS Capital
West Chester,
Pennsylvania
| $307K | +$330K | +21,818 | New |
|
| 4 |
4
LPL Financial
San Diego,
California
| $267K | +$286K | +18,936 | New |
|
| 5 |
5
Wells Fargo
San Francisco,
California
| $182K | +$196K | +12,951 | New |
|
| 6 |
DA
6
Doliver Advisors
Houston,
Texas
| $169K | +$182K | +12,029 | New |
|
| 7 |
7
Citigroup
New York
| $151K | +$162K | +10,734 | New |
|
| 8 |
8
Nomura Holdings
Tokyo,
Japan
| $63K | +$68K | +4,495 | New |
|
| 9 |
U
9
UBS
Zurich,
Switzerland
| $56K | +$60.5K | +4,000 | New |
|
| 10 |
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $42K | +$45.4K | +3,000 | New |
|
| 11 |
WAM
11
Wolverine Asset Management
Chicago,
Illinois
| $8K | +$8.86K | +586 | New |
|