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NCU

NUVEEN (CAL) PREM INCM MUNI FD
NCU

Delisted

NCU was delisted on the 6th of June, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$3.22M -$122K -9,327 -4%
Morgan Stanley
2
Morgan Stanley
New York
$517K +$65.7K +5,043 +15%
DA
3
Doliver Advisors
Texas
$334K +$171K +13,137 +109%
LPL Financial
4
LPL Financial
California
$224K -$18.8K -1,442 -8%
MA
5
MUFG Americas
New York
$204K +$200K +15,375 New
Wells Fargo
6
Wells Fargo
California
$135K -$36.6K -2,811 -22%
U
7
UBS
Switzerland
$81K +$26.9K +2,060 +52%
WAM
8
Wolverine Asset Management
Illinois
$76K +$67.1K +5,146 +878%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$27K -$13K -1,000 -33%
Citigroup
10
Citigroup
New York
$26K -$114K -8,738 -81%
TC
11
TFS Capital
Pennsylvania
-$307K -21,818 Closed
Nomura Holdings
12
Nomura Holdings
Japan
-$63K -4,495 Closed
CFA
13
Carroll Financial Associates
North Carolina
+$652 +50 New