Nomura Holdings’s NUVEEN (CAL) PREM INCM MUNI FD NCU Stock Holding History

Nomura Holdings’s Portfolio NCU Stock Details NCU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-4,495	Closed	-$63K	–	2854
2013 Q2	$63K	Buy	+4,495	New	+$68K	﹤0.01%	2047

Other funds holding NCU

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MUFG Americas New York $4.04B AUM 12.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Nomura Holdings's NCU Position: Q3 2013 in Review

Nomura Holdings sold out of NUVEEN (CAL) PREM INCM MUNI FD (NCU) in Q3 2013, closing a stake of 4,495 shares — an estimated $63K sold.

Nomura Holdings first reported a position in NCU in Q2 2013 and held it in 1 quarter. The position peaked at $63K in Q2 2013. 11 funds tracked by Wall St. Rank hold NCU as of Q3 2013.

Nomura Holdings reported no remaining NUVEEN (CAL) PREM INCM MUNI FD position as of Q3 2013 after selling out during the quarter.
Nomura Holdings sold 4,495 NUVEEN (CAL) PREM INCM MUNI FD shares in Q3 2013, an estimated $63K.
Nomura Holdings first reported a position in NUVEEN (CAL) PREM INCM MUNI FD in Q2 2013 and held it in 1 quarter.
Nomura Holdings's NUVEEN (CAL) PREM INCM MUNI FD position peaked at $63K in Q2 2013.
11 funds tracked by Wall St. Rank held NUVEEN (CAL) PREM INCM MUNI FD as of Q3 2013.

Based on Nomura Holdings's 13F filing for Q3 2013, filed 14 Nov 2013.