NUVEEN (CAL) PREM INCM MUNI FD
NCU
NCU was delisted on the 6th of June, 2014.
11 hedge funds and large institutions have $4.84M invested in NUVEEN (CAL) PREM INCM MUNI FD in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 2 closing their positions.
0% more funds holding
Funds holding: 11 → 11 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
8% less capital invested
Capital invested by funds: $5.26M → $4.84M (-$422K)
20% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MA
MUFG Americas
New York
|
+$200K |
| 2 |
DA
Doliver Advisors
Houston,
Texas
|
+$171K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$67.1K |
| 4 |
Morgan Stanley
New York
|
+$65.7K |
| 5 |
U
UBS
Zurich,
Switzerland
|
+$26.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$307K |
| 2 |
Invesco
Atlanta,
Georgia
|
-$122K |
| 3 |
Citigroup
New York
|
-$114K |
| 4 |
Nomura Holdings
Tokyo,
Japan
|
-$63K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$36.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Invesco
Atlanta,
Georgia
| $3.22M | -$122K | -9,327 | -4% |
|
|
2
Morgan Stanley
New York
| $517K | +$65.7K | +5,043 | +15% |
|
|
DA
3
Doliver Advisors
Houston,
Texas
| $334K | +$171K | +13,137 | +109% |
|
4
LPL Financial
San Diego,
California
| $224K | -$18.8K | -1,442 | -8% |
|
|
MA
5
MUFG Americas
New York
| $204K | +$200K | +15,375 | New |
|
|
6
Wells Fargo
San Francisco,
California
| $135K | -$36.6K | -2,811 | -22% |
|
|
U
7
UBS
Zurich,
Switzerland
| $81K | +$26.9K | +2,060 | +52% |
|
|
WAM
8
Wolverine Asset Management
Chicago,
Illinois
| $76K | +$67.1K | +5,146 | +878% |
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $27K | -$13K | -1,000 | -33% |
|
|
10
Citigroup
New York
| $26K | -$114K | -8,738 | -81% |
|
|
TC
11
TFS Capital
West Chester,
Pennsylvania
| – | -$307K | -21,818 | Closed |
|
|
12
Nomura Holdings
Tokyo,
Japan
| – | -$63K | -4,495 | Closed |
|
|
CFA
13
Carroll Financial Associates
Charlotte,
North Carolina
| – | +$652 | +50 | New |
|
NCU Hedge Fund Activity: Q3 2013 in Review
11 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN (CAL) PREM INCM MUNI FD (NCU) for Q3 2013, worth a combined $4.84M — down 8% from $5.26M a quarter earlier.
Fund positioning in NCU was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 4 added to existing stakes and 5 trimmed.
The largest buyer was MUFG Americas, opening a new position worth an estimated $200K. The largest seller was TFS Capital, exiting entirely with an estimated $307K sold.
- 11 institutional investors held NUVEEN (CAL) PREM INCM MUNI FD (NCU) as of Q3 2013, unchanged from Q2 2013.
- Funds reported $4.84M of NUVEEN (CAL) PREM INCM MUNI FD stock for Q3 2013, down 8% quarter-over-quarter.
- 2 funds opened new NUVEEN (CAL) PREM INCM MUNI FD positions in Q3 2013 and 2 closed out, a net change of 0 holders.
- The largest NUVEEN (CAL) PREM INCM MUNI FD buyer in Q3 2013 was MUFG Americas, an estimated $200K added.
- The largest NUVEEN (CAL) PREM INCM MUNI FD seller in Q3 2013 was TFS Capital, an estimated $307K sold.
Based on aggregated 13F filings for Q3 2013.