TC
NCU

TFS Capital’s NUVEEN (CAL) PREM INCM MUNI FD NCU Stock Holding History

TFS Capital’s Portfolio NCU Stock Details NCU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-13,448
Closed -$174K – 1837
2013
Q4 		$174K Buy
+13,448
New +$175K 0.01% 1317
2013
Q3 		– Sell
-21,818
Closed -$307K – 1815
2013
Q2 		$307K Buy
+21,818
New +$330K 0.01% 1125

Other funds holding NCU

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
TIM
Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TFS Capital's NCU Position: Q1 2014 in Review

TFS Capital sold out of NUVEEN (CAL) PREM INCM MUNI FD (NCU) in Q1 2014, closing a stake of 13,448 shares — an estimated $174K sold.

TFS Capital first reported a position in NCU in Q2 2013 and held it in 2 quarters. The position peaked at $307K in Q2 2013. 17 funds tracked by Wall St. Rank hold NCU as of Q1 2014.

  • TFS Capital reported no remaining NUVEEN (CAL) PREM INCM MUNI FD position as of Q1 2014 after selling out during the quarter.
  • TFS Capital sold 13,448 NUVEEN (CAL) PREM INCM MUNI FD shares in Q1 2014, an estimated $174K.
  • TFS Capital first reported a position in NUVEEN (CAL) PREM INCM MUNI FD in Q2 2013 and held it in 2 quarters.
  • TFS Capital's NUVEEN (CAL) PREM INCM MUNI FD position peaked at $307K in Q2 2013.
  • 17 funds tracked by Wall St. Rank held NUVEEN (CAL) PREM INCM MUNI FD as of Q1 2014.

Based on TFS Capital's 13F filing for Q1 2014, filed 5 May 2014.